Alaska Airlines and Horizon Air 2013 Annual Report Download - page 84

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SECURITIES OWNERSHIP
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
Section 16(a) of the Exchange Act requires
the Company’s directors and certain of its
officers to send reports of their ownership of
Company common stock and changes in
such ownership to the SEC and the NYSE.
The Company assists its directors and
officers by preparing forms for filing. SEC
regulations also require the Company to
identify in this Proxy Statement any person
subject to this requirement who failed to file
a report on a timely basis. A Form 4 due
March 12, 2013 for Mr. Joseph Sprague
relating to the vesting of restricted stock
units, forfeiture of shares to cover payroll
taxes, and issuance of net shares, was
instead filed on March 22, 2014. Except for
this report on Form 4, based on a review of
copies of reports furnished to the Company
and written representations that no other
reports were required, the Company believes
that everyone subject to Section 16(a) filed
the required reports on a timely basis during
2013.
ŠProxy
77