Alaska Airlines and Horizon Air 2013 Annual Report Download - page 173

PART III
ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE
GOVERNANCE
See “Executive Officers of the Registrant” under Item 1, “Our Business,” in Part I of this Form 10-K for
information on the executive officers of Air Group and its subsidiaries. Except as provided herein, the
remainder of the information required by this item is incorporated herein by reference from the definitive
Proxy Statement for Air Group’s 2014 Annual Meeting of Stockholders to be filed with the Securities
and Exchange Commission within 120 days after the end of the fiscal year ended December 31, 2013
(hereinafter referred to as our “2014 Proxy Statement”).
ITEM 11. EXECUTIVE COMPENSATION
The information required by this item is incorporated herein by reference from our 2014 Proxy
Statement.
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL
OWNERS AND MANAGEMENT, AND RELATED STOCKHOLDER
MATTERS
Securities Authorized for Issuance Under Equity Compensation Plans
Plan category
Number of securities to
be issued upon exercise
of outstanding options,
warrants and rights
(a)
Weighted-average
exercise price of
outstanding options,
warrants and rights
(b)
Number of securities
remaining available for
future issuance under
equity compensation
plans (excluding
securities reflected in
column (a))
(c)
Equity compensation plans approved by
security holders ................. 1,292,725 (1) $ 28.51 (2) 8,939,315 (3)
Equity compensation plans not
approved by security holders ....... — Notapplicable —
Total ........................... 1,292,725 $ 28.51 8,939,315
(1) Of these shares, 494,836 subject to options then outstanding under the 2008 Plan, and 720,883 were subject to
outstanding restricted, performance and deferred stock unit awards granted under the 2008 Plan. In addition, 77,006 were
subject to options then outstanding under the 2004 Plan. Outstanding performance awards are reflected in the table
assuming that the target level of performance will be achieved. No new award of grants may be made under the 2004 Plan.
(2) This number does not reflect the 720,883 shares that were subject to outstanding stock unit awards granted under the 2008
Plan.
(3) Of the aggregate number of shares that remained available for future issuance, 5,392,537 shares were available under the
2008 Plan and 3,546,778 shares were available under the ESPP. Subject to certain express limits of the 2008 Plan, shares
available for award purposes under the 2008 Plan generally may be used for any type of award authorized under that plan
including options, stock appreciation rights, and other forms of awards granted or denominated in shares of our common
stock including, without limitation, stock bonuses, restricted stock, restricted stock units and performance shares. Full-value
shares issued under the 2008 Plan are counted against the share limit as 1.7 shares for every one share issued. This table
does not give effect to that rule.
Other information required by this item is set forth under the heading “Beneficial Ownership of
Securities” in our 2013 Proxy Statement and is incorporated by reference.
87
ŠForm 10-K