Alaska Airlines and Horizon Air 2013 Annual Report Download - page 83
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SECURITIES OWNERSHIP
Total shares beneficially owned reported for non-employee directors also include common shares to be issued
upon the director’s resignation from the Board. The aggregate number of deferred stock units granted to date:
Ms. Bedient, 11,457; Ms. Blakey, 4,055; Ms. Campbell, 10,672; Mr. Knight, 10,672; Mr. Langland, 10,672;
Mr. Madsen, 11,457; Mr. Mallott, 11,457; Ms. Sandvik, 304; Mr. Thompson, 10,672; and Mr. Yeaman, 554.
(3) We determined applicable percentage ownership based on 68,989,567 shares of our common stock
outstanding as of March 18, 2014.
5% or More Beneficial Owners
The table below identifies those persons known by us to have beneficial ownership of more
than 5% of the Company’s outstanding common stock, as of March 18, 2014.
Beneficial Owner
Name and Address
Number of
Shares
Owned
Percent of
Outstanding
Shares (1)
BlackRock, Inc.(2) 4,644,181 6.75%
40 East 52nd Street
New York, NY 10022
Renaissance Technologies LLC(3) 4,600,800 6.68%
800 Third Avenue
New York, NY 10022
The Vanguard Group(4) 4,266,610 6.20%
100 Vanguard Blvd.
Malvern, PA 19355
T. Rowe Price Associates, Inc.(5) 3,746,482 5.44%
100 E. Pratt Street
Baltimore, MD 21202
PRIMECAP Management Company(6) 3,595,200 5.22%
225 South Lake Ave. #400
Pasadena, CA 91101
(1) We determine applicable percentage ownership based on more than 68,825,259 shares of our common stock
outstanding as of March 18, 2014.
(2) A Schedule 13G/A filed on January 17, 2014 by BlackRock, Inc. reported sole voting power over 4,436,579
shares and sole dispositive power over all 4,644,181 shares.
(3) A Schedule 13G/A filed on February 13, 2014 by Renaissance Technologies Holding Corporation (RTHC)
reported sole voting power over 4,416,158 shares and sole dispositive power over 4,536,397 shares.
(4) A Schedule 13G/A filed on February 6, 2014 by the Vanguard Group, Inc. reported sole voting power over
40,653 shares and sole dispositive power over 4,227,457 shares.
(5) A Schedule 13G/A filed on February 14, 2014 by T. Rowe Price Associates, Inc. reported sole voting power
over 1,208,370 shares and sole dispositive power over all 3,746,482 shares.
(6) A Schedule 13G/A filed on February 9, 2013 by PRIMECAP Management Company reported solve voting power
over 441,500 shares and sole dispositive power over all 3,595,200 shares.
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