iRobot 2015 Annual Report Download - page 161

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78
ITEM 9B. OTHER INFORMATION
Our policy governing transactions in our securities by our directors, officers, and employees permits our officers,
directors, funds affiliated with our directors, and certain other persons to enter into trading plans complying with Rule 10b5-l
under the Securities Exchange Act of 1934, as amended. We have been advised that certain of our officers and directors
(including Colin Angle, Chief Executive Officer and Glen D. Weinstein, EVP & Chief Legal Officer) of the Company have
entered into trading plans (each a “Plan” and collectively, the “Plans”) covering periods after the date of this Annual Report on
Form 10-K in accordance with Rule 10b5-l and our policy governing transactions in our securities. Generally, under these
trading plans, the individual relinquishes control over the transactions once the trading plan is put into place. Accordingly, sales
under these plans may occur at any time, including possibly before, simultaneously with, or immediately after significant
events involving our company.
We anticipate that, as permitted by Rule 10b5-l and our policy governing transactions in our securities, some or all of our
officers, directors and employees may establish trading plans in the future. We intend to disclose the names of our executive
officers and directors who establish a trading plan in compliance with Rule 10b5-l and the requirements of our policy
governing transactions in our securities in our future quarterly and annual reports on Form 10-Q and 10-K filed with the
Securities and Exchange Commission. We, however, undertake no obligation to update or revise the information provided
herein, including for revision or termination of an established trading plan, other than in such quarterly and annual reports.
PART III
ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
The information required under this item is incorporated herein by reference to the Company’s definitive proxy statement
pursuant to Regulation 14A, which proxy statement will be filed with the Securities and Exchange Commission not later than
120 days after the close of the Company’s fiscal year ended January 2, 2016.
ITEM 11. EXECUTIVE COMPENSATION
The information required under this item is incorporated herein by reference to the Company’s definitive proxy statement
pursuant to Regulation 14A, which proxy statement will be filed with the Securities and Exchange Commission not later than
120 days after the close of the Company’s fiscal year ended January 2, 2016.
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED
STOCKHOLDER MATTERS
The information required under this item is incorporated herein by reference to the Company’s definitive proxy statement
pursuant to Regulation 14A, which proxy statement will be filed with the Securities and Exchange Commission not later than
120 days after the close of the Company’s fiscal year ended January 2, 2016.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
The information required under this item is incorporated herein by reference to the Company’s definitive proxy statement
pursuant to Regulation 14A, which proxy statement will be filed with the Securities and Exchange Commission not later than
120 days after the close of the Company’s fiscal year ended January 2, 2016.
ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
The information required under this item is incorporated herein by reference to the Company’s definitive proxy statement
pursuant to Regulation 14A, which proxy statement will be filed with the Securities and Exchange Commission not later than
120 days after the close of the Company’s fiscal year ended January 2, 2016.
Form 10-K