eTrade 2010 Annual Report Download - page 120
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Level 1 Level 2 Level 3 Fair Value
December 31, 2009:
Assets
Investments required to be segregated under federal or
other regulations(1) $687,617 $ — $ — $ 687,617
Trading securities 31,085 5,727 1,491 38,303
Available-for-sale securities:
Residential mortgage-backed securities:
Agency mortgage-backed securities and CMOs — 8,948,904 17,972 8,966,876
Non-agency CMOs — 140,534 234,629 375,163
Total residential mortgage-backed securities — 9,089,438 252,601 9,342,039
Investment securities:
Debt securities:
Agency debentures — 3,920,011 — 3,920,011
Municipal bonds — 38,990 — 38,990
Corporate bonds — 17,823 — 17,823
Total debt securities — 3,976,824 — 3,976,824
Publicly traded equity securities:
Corporate investments — 676 173 849
Total investment securities — 3,977,500 173 3,977,673
Total available-for-sale securities — 13,066,938 252,774 13,319,712
Other assets:
Derivative assets — 93,397 — 93,397
Deposits with clearing organizations(1) 38,000 — — 38,000
Total other assets measured at fair value on a
recurring basis 38,000 93,397 — 131,397
Total assets measured at fair value on a recurring
basis(2) $756,702 $13,166,062 $254,265 $14,177,029
Liabilities
Derivative liabilities $ — $ 143,602 $ — $ 143,602
Securities sold, not yet purchased 27,861 3,112 — 30,973
Total liabilities measured at fair value on a recurring
basis(2) $ 27,861 $ 146,714 $ — $ 174,575
(1) Represents U.S. Treasury securities held by a broker-dealer subsidiary.
(2) Assets and liabilities measured at fair value on a recurring basis represented 30% and less than 1% of the Company’s total assets and
total liabilities, respectively.
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