eTrade 2008 Annual Report Download - page 166

Exhibit
Number Description
10.29 [redacted] Equities and Options Order Handling Agreement, dated as of November 29, 2007, by and
among E*TRADE Financial Corporation, E*TRADE Securities LLC, and Citadel Derivatives Group
LLC (Incorporated by reference to Exhibit 10.29 of the Company’s Form 10-K filed on February 28,
2008.)
10.30 Employment Agreement dated March 2, 2008 by and between E*TRADE Financial Corporation and
Donald H. Layton. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 10-Q filed on
May 9, 2008.)
10.31 Separation Agreement dated April 22, 2008 by and between E*TRADE Financial Corporation and
Arlen W. Gelbard. (Incorporated by reference to Exhibit 10.2 of the Company’s Form 10-Q filed on
May 9, 2008.)
10.32 Separation Agreement dated April 22, 2008 by and between E*TRADE Financial Corporation and R.
Jarrett Lilien. (Incorporated by reference to Exhibit 10.3 of the Company’s Form 10-Q filed on May
9, 2008.)
10.33 Separation Agreement dated April 25, 2008 by and between E*TRADE Financial Corporation and
Robert J. Simmons. (Incorporated by reference to Exhibit 10.4 of the Company’s Form 10-Q filed on
May 9, 2008.)
10.34 Form of Exchange Agreement (Incorporated by reference to Exhibit 2.1 of the Company’s Current
Report on Form 8-K filed on May 6, 2008.)
10.35 Guarantee and Support Agreement, dated as of July 14, 2008, by E*TRADE Financial Corporation in
favor of The Bank of Nova Scotia (Incorporated by reference to Exhibit 10.1 of the Company’s
Current Report on Form 8-K filed on July 16, 2008).
10.36 Extension of Consulting Period in Separation Agreement for Investor Relations Services dated July
15, 2008 by and between E*TRADE Financial Corporation and Robert J. Simmons. (Incorporated by
reference to Exhibit 10.1 of the Company’s Form 10-Q filed on August 8, 2008.)
10.37 Form of Indemnification Agreement for Directors dated July 30, 2008. (Incorporated by reference to
Exhibit 10.2 of the Company’s Form 10-Q filed on August 8, 2008.)
10.38 Employment Agreement between E*TRADE Financial Corporation and Bruce P. Nolop as of
September 12, 2008. (Incorporated by reference to Exhibit 10.1 of the Company’s Form 10-Q filed
on November 5, 2008.)
*10.39 Employment Agreement between E*TRADE Financial Corporation and Nick Utton as of June 21,
2004.
*10.40 Severance Agreement between E*TRADE Financial Corporation and Greg Framke as of
November 14, 2007.
*10.41 Severance Agreement between E*TRADE Financial Corporation and Michael Curcio as of
November 14, 2007.
*12.1 Statement of Earnings to Fixed Charges.
*21.1 Subsidiaries of the Registrant.
*23.1 Consent of Independent Registered Public Accounting Firm.
*31.1 Certification—Section 302 of the Sarbanes-Oxley.
*31.2 Certification—Section 302 of the Sarbanes-Oxley.
*32.1 Certification —Section 906 of the Sarbanes-Oxley.
* Filed herein.
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