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Table of Contents
Index to Financial Statements
131
Exhibit
Number
Description
4.7
Rights Agreement dated at July 9, 2001 between E*TRADE Financial Corporation and American Stock Transfer and Trust
Company, as Rights Agent (Incorporated by reference to Exhibit 99.2 to the Company’s Current Report on Form 8-K filed on
July 9, 2001).
4.8
Indenture dated June 8, 2004 between E*TRADE Financial Corporation and the Trustee (Incorporated by reference to Exhibit
4 of the Company
’
s Form 10
-
Q filed on August 5, 2004).
10.1
Form of Indemnification Agreement entered into between the Registrant and its directors and certain officers (Incorporated by
reference to Exhibit 10.1 of the Company
’
s Registration Statement on Form S
-
1, Registration Statement No. 333
-
05525).
10.2
1983 Employee Incentive Stock Option Plan (Incorporated by reference to Exhibit 10.2 of the Company’s Registration
Statement on Form S
-
1, Registration Statement No. 333
-
05525).
10.3
1993 Stock Option Plan (Incorporated by reference to Exhibit 10.3 of the Company’s Registration Statement on Form S-1,
Registration Statement No. 333
-
05525).
10.4
Amended 1996 Stock Incentive Plan (Incorporated by reference to Exhibit 10.4 to the Company’s Annual Report on Form 10-
K filed November 9, 2000).
10.5
401(k) Plan (Incorporated by reference to Exhibit 10.8 of the Company’s Registration Statement on Form S-1, Registration
Statement No. 333
-
05525).
10.6
1996 Stock Purchase Plan (Incorporated by reference to Exhibit 99.13 of the Company’s Registration Statement on Form S-8,
Registration Statement No. 333
-
12503).
10.7
Employee Bonus Plan (Incorporated by reference to Exhibit 10.10 of the Company’s Registration Statement on Form S-1,
Registration Statement No. 333
-
05525).
10.8
Menlo Oaks Corporate Center Standard Business Lease by and between Menlo Oaks Partners, L.P. and E*TRADE Financial
Corporation, dated August 18, 1998 (Incorporated by reference to Exhibit 10.8 to the Company’s Annual Report on Form 10-
K
filed November 9, 2000).
10.10
Lease of premises at 10951 White Rock Road, Rancho Cordova, California (Incorporated by reference to Exhibit 10.12 of the
Company
’
s Registration Statement on Form S
-
1, Registration Statement No. 333
-
05525).
10.11
Clearing Agreement between E*TRADE Securities, Inc. and Herzog, Heine, Geduld, Inc. dated May 11, 1994 (Incorporated by
reference to Exhibit 10.14 of the Company
’
s Registration Statement on Form S
-
1, Registration Statement No. 333
-
05525).
10.12
Guarantee by the Registrant to Herzog, Heine, Geduld, Inc. (Incorporated by reference to Exhibit 10.15 of the Company’s
Registration Statement on Form S-1, Registration Statement
No. 333
-
05525).
10.13
BETAHOST Master Subscription Agreement between E*TRADE Securities, Inc. and BETA Systems Inc. dated June 27, 1996
(Incorporated by reference to Exhibit 10.13 of the Company’s Registration Statement on Form S-1, Registration Statement No.
333
-
05525).
10.14
Stock Purchase Agreement among the Registrant, General Atlantic Partners II, L.P. and GAP Coinvestment Partners, L.P.
dated September 28, 1995 (Incorporated by reference to Exhibit 10.17 of the Company’s Registration Statement on Form S-1,
Registration Statement No. 333
-
05525).
10.15
Stock Purchase Agreement among the Registrant, General Atlantic Partners II, L.P., and GAP Coinvestment Partners, L.P.,
Richard S. Braddock and the Cotsakos Group dated April 10, 1996 (Incorporated by reference to Exhibit 10.18 of the
Company
’
s Registration Statement on Form S
-
1, Registration Statement No. 333
-
05525).
10.16
Stock Purchase Agreement between the Registrant and SOFTBANK Holdings Inc. dated June 6, 1996 (Incorporated by
reference to Exhibit 10.19 of the Company
’
s Registration Statement on Form S
-
1, Registration Statement No. 333
-
05525).