Union Pacific 2011 Annual Report Download - page 93

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93
3(b) By-Laws of UPC, as amended, effective May 14, 2009, are incorporated herein
by reference to Exhibit 3.2 to the Corporation’s Current Report on Form 8-K
dated May 15, 2009.
4(a) Indenture, dated as of December 20, 1996, between UPC and Wells Fargo Bank,
National Association, as successor to Citibank, N.A., as Trustee, is incorporated
herein by reference to Exhibit 4.1 to UPC’s Registration Statement on Form S-3
(No. 333-18345).
4(b) Indenture, dated as of April 1, 1999, between UPC and The Bank of New York,
as successor to JP Morgan Chase Bank, formerly The Chase Manhattan Bank,
as Trustee, is incorporated herein by reference to Exhibit 4.2 to UPC’s
Registration Statement on Form S-3 (No. 333-75989).
4(c) Form of Debt Security (Note) is incorporated herein by reference to Exhibit 4.1 to
the Corporation’s Current Report on Form 8-K, dated August 9, 2011.
Certain instruments evidencing long-term indebtedness of UPC are not filed as
exhibits because the total amount of securities authorized under any single such
instrument does not exceed 10% of the Corporation’s total consolidated assets.
UPC agrees to furnish the Commission with a copy of any such instrument upon
request by the Commission.
10(e) Supplemental Thrift Plan (409A Grandfathered Component) of Union Pacific
Corporation, as amended and restated in its entirety, effective as of January 1,
2009, is incorporated herein by reference to Exhibit 10(d) to the Corporation’s
Annual Report on Form 10-K for the year ended December 31, 2008.
10(f) Supplemental Pension Plan for Officers and Managers (409A Non-Grandfathered
Component) of Union Pacific Corporation and Affiliates, as amended and
restated in its entirety effective as of January 1, 1989, including all amendments
adopted through January 1, 2009, as amended July 22, 2011, is incorporated
herein by reference to Exhibit 10 to the Corporation’s Annual Report on Form 10-
Q for the quarter ended September 30, 2011.
10(g) Supplemental Pension Plan for Officers and Managers (409A Grandfathered
Component) of Union Pacific Corporation and Affiliates, as amended and
restated in its entirety effective as of January 1, 1989, including all amendments
adopted through January 1, 2009 is incorporated herein by reference to Exhibit
10(f) to the Corporation’s Annual Report on Form 10-K for the year ended
December 31, 2008.
10(h) Union Pacific Corporation Executive Incentive Plan, effective May 5, 2005,
amended and restated effective January 1, 2009, is incorporated herein by
reference to Exhibit 10(g) to the Corporation’s Annual Report on Form 10-K for
the year ended December 31, 2008.
10(i) Deferred Compensation Plan (409A Non-Grandfathered Component) of Union
Pacific Corporation, effective as January 1, 2009 as amended December 30,
2010 and June 22, 2011, is incorporated herein by reference to Exhibit 10 to the
Corporation’s Quarterly Report on Form 10-Q for the quarter ended June 30,
2011
10(j) Deferred Compensation Plan (409A Grandfathered Component) of Union Pacific
Corporation, as amended and restated in its entirety, effective as January 1,
2009 is incorporated herein by reference to Exhibit 10(i) to the Corporation’s
Annual Report on Form 10-K for the year ended December 31, 2008.