Trend Micro 2010 Annual Report Download - page 11

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13
From Twenty-fourth to Twenty-sixth: 5,306,600 shares
(100 shares per stock acquisition right)
(iii) Issue price of stock acquisition rights:
Without consideration
() Total stock acquisition rights held by holders other than Directors per each issuance
Series
(Exercise Price) Exercise Period Number of stock
acquisition rights
Seventeenth (3,995 yen) July 9, 2011 1,644
Eighteenth (3,610 yen) November 7, 2011 1,935
Nineteenth (4,780 yen) September 13, 2012 2,746
Twentieth (4,240 yen) November 25, 2012 1,651
Twenty-first (3,500 yen) June 30, 2013 3,866
Twenty-second
(2,580 yen) November 18, 2013 4,135
Twenty-third
(3,080 yen) July 1, 2014 4,448
Twenty-fourth
(3,170 yen) November 24, 2014 11,673
Twenty-fifth (2,346 yen) June 30, 2015 18,998
Employees of the
Company,
Directors and
employees of the
subsidiaries of the
Company
Twenty-sixth (2,582 yen) November 25, 2015 22,395
() Essential Conditions for Exercise of Stock Acquisition Rights
(a) A holder of stock acquisition rights may exercise his/her stock acquisition rights only if
the holder continues to be in a position as a director, auditor, employee, secondee or
adviser of the Company or a subsidiary of the Company (hereinafter in this item referred
to as the “previous position”) until the time when the holder wants to exercise his/her
stock acquisition rights. If a holder of stock acquisition rights loses the previous position,
the holder may exercise his/her stock acquisition rights within 45 days from the date on
which the holder loses his/her previous position. When a holder of stock acquisition rights
loses his/her previous position due to physical disability or other similar cause, the holder
may exercise his/her stock acquisition rights within six months from the date on which
the holder loses his/her previous position. If the provisions of this paragraph conflict with
any compulsory provisions applicable in the country of residence of the holder, this
paragraph shall not apply to the extent that such conflict arises.
(b) When a holder of stock acquisition rights dies, his/her heir may exercise the relevant
stock acquisition rights within six months from the date on which the holder died only if
the heir completes the procedures for the inheritance of stock acquisition rights as
stipulated by the Company. If the provisions of this paragraph conflict with any
compulsory provisions applicable in the country of residence of the holder, this paragraph
shall not apply to the extent that such conflict arises.
(c) If stock acquisition rights are pledged or any security interest on the stock acquisition is
established, the holder of the relevant stock acquisition rights may not exercise the same.
(Note) Above exercise conditions (c) do not apply to the Seventeenth and Eighteenth stock
acquisition rights.