Trend Micro 2010 Annual Report Download - page 10

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12
(iii) Issue price of stock acquisition rights:
Without consideration
(iv) Exercise price of stock acquisition rights:
2,582 yen per share
(v) Exercise Period
From November 26, 2011 to November 25, 2015
(vi) Total of stock acquisition rights held by holders other than Directors of the
Company
Number of stock
acquisition rights Number of holders
Employees of the Company
(Excluding Directors of the Company) 2,126 228
Directors and employees of subsidiaries of the
Company (Excluding Directors and employees
of the Company)
20,269 1,866
() EssentialConditions for exercise of stock acquisition rights
(a) A holder of stock acquisition rights may exercise his/her stock acquisition rights only if
the holder continues to be in a position as a director, auditor, employee, secondee or
adviser of the Company or a subsidiary of the Company (hereinafter in this item referred
to as the “previous position”) until the time when the holder wants to exercise his/her
stock acquisition rights. If a holder of stock acquisition rights loses the previous position,
the holder may exercise his/her stock acquisition rights within 45 days from the date on
which the holder loses his/her previous position. When a holder of stock acquisition rights
loses his/her previous position due to physical disability or other similar cause, the holder
may exercise his/her stock acquisition rights within six months from the date on which
the holder loses his/her previous position. If the provisions of this paragraph conflict with
any compulsory provisions applicable in the country of residence of the holder, this
paragraph shall not apply to the extent that such conflict arises.
(b) When a holder of stock acquisition rights dies, his/her heir may exercise the relevant
stock acquisition rights within six months from the date on which the holder died only if
the heir completes the procedures for the inheritance of stock acquisition rights as
stipulated by the Company. If the provisions of this paragraph conflict with any
compulsory provisions applicable in the country of residence of the holder, this paragraph
shall not apply to the extent that such conflict arises.
(c) If stock acquisition rights are pledged or any security interest on the stock acquisition
rights is established, the holder of the relevant stock acquisition rights may not exercise
the same.
(3) Other Important Matters concerning Stock Acquisition Rights
Status of Stock Acquisition Rights held by holders other than Directors at the end of the
current term
(i) Number of stock acquisition rights
From Seventeenth to Twenty-third: 20,425
From Twenty-fourth to Twenty-sixth: 53,066
(ii) Type and Number of Shares subject to Stock Acquisition Rights
Common stock
From Seventeenth to Twenty-third: 10,212,500 shares
(500 shares per stock acquisition right)