Tech Data 2013 Annual Report Download - page 135

Table of Contents
Beneficial Ownership Table
Beneficial Ownership
Name
(1)
Shares
(2)
Equity awards
exercisable or
vesting within
60 days Percent
Charles E. Adair
13,013
5,000
*
Néstor Cano
49,346
—
*
Robert M. Dutkowsky
126,826
—
*
Harry J. Harczak, Jr.
10,265
—
*
Jeffery P. Howells
52,586
50,000
*
Kathleen Misunas
17,903
5,000
*
Thomas I. Morgan
16,360
5,000
*
Steven A. Raymund
567,169
(3)
80,000
1.7%
Patrick G. Sayer
984
—
*
Joseph B. Trepani
12,485
20,000
*
Savio W. Tung
11,081
—
*
David M. Upton
13,921
5,000
*
Murray N. Wright
(4)
13,451
—
*
All executive officers and directors as a group (17 persons)
966,398
190,000
3.0%
Five Percent Shareholders
FMR, LLC
82 Devonshire Street
Boston, MA 02109
5,661,013
(5)
— 14.8%
BlackRock Inc.
40 East 52nd Street
New York, NY 10022
2,703,802
(6)
— 7.1%
The Vanguard Group, Inc.
100 Vanguard Boulevard
Malvern, PA 19355
2,243,208
(7)
— 5.9%
Dimensional Fund Advisors LP
6300 Bee Cave Road
Austin, TX 78746
2,215,157
(8)
— 5.8%
Donald Smith and Co., Inc
152 West 57
th
Street, 22
nd
Floor
New York, NY 10019
1,901,034
(9)
— 5.0%
* Beneficial ownership represents less than 1% of the Company’s outstanding shares of common stock.
(1) The address for these beneficial owners is 5350 Tech Data Drive, Clearwater, Florida 33760.
(2) Includes shares held by Mr. Cano (2,606) and the executive officers and directors as a group (2,863) in the Employee Stock Purchase Plan.
(3) Includes 547,083 shares owned by a family trust which is controlled by Mr. Raymund; 7,750 shares in a foundation controlled by Mr. Raymund; 1,750 shares by inter vivos trusts
of which Mr. Raymund is trustee; and 10,586 shares owned by various trusts for family members of which Mr. Raymund is a trustee.
(4) Mr. Wright resigned from the Company effective August 2, 2013. The information disclosed on this table is as of his last date of employment.
(5) Ownership as of September 30, 2013 based on information provided in a Form 13F filed with the SEC on November 15, 2013. According to a Schedule 13G filed with the SEC
on February 14, 2013, by FMR LLC (“FMR”) and its Chairman, Edward C. Johnson 3d, reporting beneficial ownership of 5,058,954 shares: (a) members of the Johnson family,
directly or through trusts, own approximately 49% of the voting power of FMR (a parent holding company for, among other entities, Fidelity Management & Research Company,
an investment advisor); (b) due to their share ownership and entry into a voting agreement with certain other shareholders, members of the Johnson family may be deemed to form
a controlling group with respect to FMR; and (c) as of December 31, 2012 the reporting persons had sole voting power with respect to 72,520 shares and sole dispositive power
with respect to 5,058,954 shares.
(6) According to a Schedule 13G/A filed with the SEC on January 30, 2014, reporting beneficial ownership of 2,703,802 shares, as of December 31, 2013, BlackRock, Inc.
(“BlackRock”) has sole voting power with respect to 2,448,900 shares and sole dispositive power with respect to 2,703,802 shares.
(7) Ownership as of September 30, 2013 based on information provided in a Form 13F filed with the SEC on November 14, 2013. According to a Schedule 13G filed with the SEC
on February 11, 2013, reporting beneficial ownership of 2,286,224 shares, as of December 31, 2012, The Vanguard Group, Inc. ("Vanguard") has sole voting power with respect
to 27,359 shares, and shared dispositive power with respect to 25,359 shares.
(8) Ownership as of September 30, 2013 based on information provided in a Form 13F filed with the SEC on November 13, 2013. According to a Schedule 13G filed with the SEC
on February 11, 2013, reporting beneficial ownership of 1,944,414 shares. Dimensional Fund Advisors LP has sole voting power with respect to 1,902,429 shares and sole
dispositive power with respect to reporting 1,944,414 shares.
(9) Ownership as of September 30, 2013 based on information provided in a Form 13F filed with the SEC on November 13, 2013. As of December 31, 2012, Smith did not hold more
than 5% of Tech Data Corporation common stock and was not required to file Schedule 13D or 13G; therefore, the number of shares with voting and dispositive power is not
available.