SanDisk 2014 Annual Report Download - page 61
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The following table sets forth certain information about entities of which the Company is aware, based
solely on filings made with the SEC, to be beneficial owners of 5% or more of the Common Stock based on
209,586,352 shares of Common Stock outstanding as of March 2, 2015:
Beneficial Ownership
Number of Percentage
Name or Group of Beneficial Owners Shares Owned
BlackRock, Inc.(1) ................................................. 13,104,333 6.3%
55 East 52nd Street
New York, New York 10022
The Vanguard Group, Inc.(2) .......................................... 14,221,310 6.8%
100 Vanguard Blvd.
Malvern, Pennsylvania 19355
Neuberger Berman LLC(3) ........................................... 11,392,417 5.4%
605 3rd Avenue
New York, New York 10158
Clearbridge Investments, LLC(4) ....................................... 14,123,272 6.7%
620 8th Avenue
New York, New York 10018
(1) Number of shares beneficially owned is reported as of December 31, 2014 and based on the Schedule 13G/A filed
by BlackRock, Inc. on January 30, 2015 with the SEC. BlackRock’s Schedule 13G/A disclosed that it has the sole
dispositive power with respect to 13,104,333 shares of Common Stock and sole voting power with respect to
11,105,209 shares of Common Stock.
(2) Number of shares beneficially owned is reported as of December 31, 2014 and based on the Schedule 13G/A filed
by The Vanguard Group, Inc. on February 10, 2015 with the SEC. The Vanguard Group’s Schedule 13G/A
disclosed that it has the sole voting power with respect to 383,771 shares of Common Stock, sole dispositive
power with respect to 13,854,139 shares of Common Stock and shared dispositive power with respect to 367,171
shares of Common Stock.
(3) Number of shares beneficially owned is reported as of December 31, 2014 and based on the Schedule 13G filed
by Neuberger Berman LLC on February 11, 2015 with the SEC. Neuberger Berman LLC’s Schedule 13G
disclosed that it has shared dispositive power with respect to 11,392,417 shares of Common Stock and shared
voting power with respect to 9,102,805 shares of Common Stock.
(4) Number of shares beneficially owned is reported as of December 31, 2014 and based on the Schedule 13G/A filed
by Clearbridge Investments, LLC on February 17, 2015 with the SEC. Clearbridge Investments, LLC’s
Schedule 13G/A disclosed that it has sole dispositive power with respect to 14,123,272 shares of Common Stock
and sole voting power with respect to 13,713,952 shares of Common Stock.
53
Proxy Statement