SanDisk 2014 Annual Report Download - page 60

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth certain information known to the Company regarding the ownership of
Common Stock as of March 2, 2015 by each Director and Named Executive Officer and all current
Directors and executive officers of the Company as a group.
The beneficial ownership reported in the tables below is based upon 209,586,352 shares of Common
Stock outstanding on March 2, 2015. For each individual, the total number of shares of Common Stock
beneficially owned represents shares held outright plus shares which such individual has the right to
acquire either on or within 60 days after March 2, 2015, including upon the exercise of a stock option or
the vesting of RSUs. Such potential acquisitions of Common Stock within 60 days of March 2, 2015 are not
deemed outstanding for the purpose of computing the percentage owned by any other individual. Unless
otherwise indicated and subject to applicable community property laws, the persons named in the following
tables have sole voting and investment power with respect to all shares of Common Stock.
Beneficial Ownership
Number of Shares
Number of Exercisable on or
Shares Owned within 60 days after Total Beneficial Percentage
Name or Group of Beneficial Owners Outright March 2, 2015(1) Shares Owned
Mark Brazeal ......................... — — — *
Judy Bruner(2) ........................ 55,002 46,182 101,184 *
Irwin Federman ....................... 28,780 12,500 41,280 *
Steven J. Gomo ....................... 6,021 31,250 37,271 *
Eddy W. Hartenstein .................... 25,064 18,750 43,814 *
Dr. Chenming Hu ..................... 3,106 31,250 34,356 *
Catherine P. Lego(3) .................... 204,096 37,500 241,596 *
Michael E. Marks(4) .................... 32,184 6,250 38,434 *
Sanjay Mehrotra(5) ..................... 80,406 88,594 169,000 *
D. Scott Mercer ....................... 4,580 10,958 15,538 *
Shuki Nir ........................... 3,762 7,875 11,637 *
Sumit Sadana ........................ 12,879 16,538 29,417 *
All current directors and executive officers as a
group (13 persons)(6) .................. 466,457 321,584 788,041 *
*Less than 1% of the outstanding Common Stock.
(1) Consists of shares subject to outstanding options granted to the Directors or executive officers that were
exercisable on or within 60 days after March 2, 2015. Some of the shares subject to those options granted to the
Directors are currently unvested and would be subject to a repurchase right of the Company that lapses over
time, if such options were exercised.
(2) Includes 55,002 shares held in the name of a trust for the benefit of Ms. Bruner and her spouse.
(3) Includes 201,110 shares held in the name of a trust of which Ms. Lego is the trustee.
(4) Includes 20,000 shares held by limited liability companies controlled by Mr. Marks.
(5) Includes 80,406 shares held in the name of a trust for the benefit of Mr. Mehrotra and his spouse.
(6) Includes 321,584 shares subject to outstanding options granted to the Directors or executive officers that were
exercisable on or within 60 days after March 2, 2015.
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