SanDisk 2012 Annual Report Download - page 78

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth certain information known to the Company regarding the ownership of
Common Stock as of March 15, 2013 by each Director and Named Executive Officer and all current Directors
and executive officers of the Company as a group.
The percentage of beneficial ownership in the tables below is based upon 243,641,551 shares of Common
Stock outstanding on March 15, 2013. For each individual, this percentage and the number of shares beneficially
owned includes Common Stock of which such individual has the right to acquire beneficial ownership either on
or within 60 days after March 15, 2013, including upon the exercise of a stock option or the vesting of RSUs;
however, such Common Stock will not be deemed outstanding for the purpose of computing the percentage
owned by any other individual. Unless otherwise indicated and subject to applicable community property laws,
the persons named in the following tables have sole voting and investment power with respect to all shares of
Common Stock.
Beneficial Ownership
Name or Group of Beneficial Owners
Number of
Shares
Percentage
Owned
James F. Brelsford (1) ...................................................... 50,000 *
Judy Bruner (2) ........................................................... 298,720 *
Kevin DeNuccio (3) ........................................................ 31,250 *
Irwin Federman (4) ........................................................ 72,255 *
Steven J. Gomo (5) ......................................................... 45,002 *
Eddy W. Hartenstein (6) .................................................... 65,189 *
Dr. Chenming Hu (7) ....................................................... 48,667 *
Catherine P. Lego (8) ....................................................... 412,453 *
Michael E. Marks (9) ....................................................... 65,231 *
Sanjay Mehrotra (10) ....................................................... 671,765 *
Dr. Khandker Quader (11) ................................................... 248,060 *
Sumit Sadana (12) .......................................................... 25,108 *
All current directors and executive officers as a group (11 persons) (13) ............... 1,736,140 *
* Less than 1% of the outstanding Common Stock.
(1) Includes 50,000 shares subject to outstanding options granted to Mr. Brelsford that were exercisable on or
within 60 days after March 15, 2013. Mr. Brelsford resigned as Chief Legal Officer and Senior Vice
President of IP Licensing, effective as of December 14, 2012. Each of his outstanding options will terminate
on April 27, 2013 to the extent not exercised prior to such date.
(2) Includes 36,645 shares held in the name of a trust for the benefit of Ms. Bruner and her spouse. Also
includes 262,075 shares subject to outstanding options granted to Ms. Bruner that were exercisable on or
within 60 days after March 15, 2013.
(3) Includes 31,250 shares subject to immediately exercisable options granted to Mr. DeNuccio, but some of
the shares subject to those options are currently unvested and would, if exercised, be subject to a repurchase
right of the Company that lapses over time, if such options were exercised.
(4) Includes 31,250 shares subject to immediately exercisable options granted to Mr. Federman, but some of the
shares subject to those options are currently unvested and would, if exercised, be subject to a repurchase
right of the Company that lapses over time, if such options were exercised.
(5) Includes 31,250 shares subject to immediately exercisable options granted to Mr. Gomo, but some of the
shares subject to those options are currently unvested and would, if exercised, be subject to a repurchase
right of the Company that lapses over time, if such options were exercised.
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