LeapFrog 2013 Annual Report Download - page 116
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Please find page 116 of the 2013 LeapFrog annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.(11) Based solely on information provided in a Schedule 13G filed on February 11, 2014 by The Vanguard
Group. Vanguard Fiduciary Trust Company, a wholly-owned subsidiary of The Vanguard Group, Inc.,
is the beneficial owner of 90,768 shares or 0.14% of the common stock outstanding of LeapFrog as a
result of its serving as investment manager of collective trust accounts. Vanguard Investments
Australia, Ltd., a wholly-owned subsidiary of The Vanguard Group, Inc., is the beneficial owner of
2,600 shares or 0.0% of the common stock outstanding of LeapFrog as a result of its serving as
investment manager of Australian investment offerings. The address for The Vanguard Group is 100
Vanguard Blvd., Malvern, PA 19355.
(12) Includes 164,166 shares of Class A common stock issuable to Mr. Ahearn upon the exercise of options
that are exercisable within 60 days after March 31, 2014.
(13) Includes 157,916 shares of Class A common stock issuable to Mr. Arthur upon the exercise of options
that are exercisable within 60 days after March 31, 2014.
(14) Includes 892,499 shares of Class A common stock issuable to Mr. Barbour upon the exercise of
options that are exercisable within 60 days after March 31, 2014, and 6,250 shares of Class A common
stock issuable under restricted stock unit (‘‘RSU’’) awards that are scheduled to vest within 60 days
after March 31, 2014.
(15) Includes 138,099 shares presently held by the William and Carol Chiasson 1999 Family Trust, a
revocable trust of which Mr. Chiasson is a trustee, and 330,549 shares of Class A common stock
issuable to Mr. Chiasson upon the exercise of options that are exercisable within 60 days after
March 31, 2014.
(16) Based solely on information provided in an Officer Questionnaire, dated February 13, 2014, completed
and executed by Mr. Dodd. Includes 63,103 shares of Class A common stock issuable to Mr. Dodd
upon the exercise of options that are exercisable within 60 days after March 31, 2014.
(17) Includes 185,696 shares of Class A common stock issuable to Mr. Kalinske upon the exercise of
options that are exercisable within 60 days after March 31, 2014.
(18) Based solely on information provided in a Director Questionnaire, dated January 7, 2014, completed
and executed by Mr. Marinelli. Includes 21,076 shares of Class A common stock issuable to Mr.
Marinelli upon the exercise of options that are exercisable within 60 days after March 31, 2014.
(19) Includes 123,369 shares of Class A common stock issuable to Mr. Maron upon the exercise of options
that are exercisable within 60 days after March 31, 2014, and 20,000 shares of Class A common stock
issuable under RSU awards that are vested, provided that pursuant to the terms of the grant, the shares
will not be released by LeapFrog until three months following the expiration or termination of
Mr. Maron’s term on LeapFrog’s board of directors.
(20) Includes 121,512 shares of Class A common stock issuable to Mr. McKee upon the exercise of options
that are exercisable within 60 days after March 31, 2014, and 25,000 shares of Class A common stock
issuable under RSU awards that are vested, provided that pursuant to the terms of the grant, the shares
will not be released by LeapFrog until three months following the expiration or termination of
Mr. McKee’s term on LeapFrog’s board of directors.
(21) Includes 10,136 shares of Class A common stock issuable to Dr. Mitchell upon the exercise of options
that are exercisable within 60 days after March 31, 2014.
(22) Includes 56,696 shares of Class A common stock issuable to Mr. Rissman upon the exercise of options
that are exercisable within 60 days after March 31, 2014.
(23) Includes 128,020 shares of Class A common stock issuable to Mr. Spalding upon the exercise of
options that are exercisable within 60 days after March 31, 2014.
(24) Includes 128,629 shares of Class A common stock issuable to Mr. Wang upon the exercise of options
that are exercisable within 60 days after March 31, 2014, and 20,000 shares of Class A common stock
issuable under RSU awards that are vested, provided that pursuant to the terms of the grant, the shares
will not be released by LeapFrog until three months following the expiration or termination of
Mr. Wang’s term on LeapFrog’s board of directors.
(25) Based on all existing executive officers and directors as a group. See footnotes 12 through 24 above, as
applicable.
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