LeapFrog 2013 Annual Report Download - page 115
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Please find page 115 of the 2013 LeapFrog annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.(1) Based on 65,228,910 shares of Class A common stock and 4,395,461 shares of Class B common stock
outstanding as of March 31, 2014.
(2) These percentages reflect the ownership of our Class A common stock and our Class B common stock
on an as-converted basis, assuming the conversion of all Class B common stock to Class A common
stock on a one-to-one basis.
(3) These percentages reflect the combined voting rights of our Class A common stock and our Class B
common stock. On all matters submitted to a vote of our stockholders, our Class A common stock
entitles its holders to one vote per share and our Class B common stock entitles its holders to ten votes
per share.
(4) Includes 1,789 shares of Class A common stock and 3,064,937 shares of Class B common stock held
directly by Mr. M. Milken and 11,579 shares of Class B common stock held indirectly by Mr. M.
Milken through Hampstead Associates, LLC, which are also beneficially owned by Mr. L. Milken and
over which Mr. M. Milken has shared voting and investment power. The address for Mr. M. Milken is
c/o Maron & Sandler, 1250 Fourth Street, Suite 550, Santa Monica, California 90401.
(5) The address for Ms. Milken is c/o Maron & Sandler, 1250 Fourth Street, Suite 550, Santa Monica,
California 90401.
(6) Includes 521,335 shares of Class B common stock held directly by Mr. L. Milken and 11,579 shares of
Class B common stock held indirectly by Mr. L. Milken through Hampstead Associates, LLC, which
are also beneficially owned by Mr. M. Milken and over which Mr. L. Milken has shared voting and
investment power. The address for Mr. L. Milken is c/o Maron & Sandler, 1250 Fourth Street, Suite
550, Santa Monica, California 90401.
(7) Based solely on information provided in a Schedule 13G filed on February 5, 2014, by Royce &
Associates, LLC. Various Accounts managed by Royce & Associates, LLC, have the right to receive
or the power to direct the receipt of dividends from, or the proceeds from the sale of shares of the
Company. The interest of one account, Royce Special Equity Fund, an investment company registered
under the Investment Company Act of 1940 and managed by Royce & Associates, LLC, amounted to
5,108,871 shares or 7.85% of the total shares outstanding. The address for Royce & Associates, LLC is
745 Fifth Avenue, New York, NY 10151.
(8) Based solely on information provided in a Schedule 13G filed on February 11, 2014, by Franklin
Resources, Inc., Charles B. Johnson, Rupert H. Johnson, Jr. and Franklin Templeton Investments Corp.
The securities reported are beneficially owned by one or more open- or closed-end investment
companies or other managed accounts that are investment management clients of investments managers
that are direct and indirect subsidiaries of Franklin Resources, Inc. Charles B. Johnson and Rupert H.
Johnson, Jr. each own in excess of 10% of the outstanding common stock, and are the principal
stockholders of Franklin Resources, Inc. Under SEC rules and regulations, Franklin Resources, Inc.
and its principal stockholders may be deemed to be beneficial owners of securities held by persons and
entities for whom or for which Franklin Resources, Inc. subsidiaries provide investment management
services. Franklin Templeton Investments Corp. is reported as having sole voting and dispositive power
over 4,295,690 shares. Each of the reporting persons disclaims any pecuniary interest in any of the
securities reported therein. The address for Franklin Resources, Inc. is One Franklin Parkway, San
Mateo, California 94403-1906.
(9) Based solely on information provided in a Schedule 13G filed on January 29, 2014, by BlackRock,
Inc. The address for BlackRock, Inc. is 40 East 52
nd
Street, New York, NY 10022.
(10) Based solely on information provided in a Schedule 13G filed on February 13, 2014, by M&G
Investment Management Limited. All the securities reported are legally owned by M&G Investment
Management Limited’s investment advisory clients, and none are owned directly by M&G Investment
Management Limited. The address for M&G Investment Management Limited is Governor’s House,
Laurence Pountney Hill, London, EC4R 0HH, England.
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