Harris Teeter 2010 Annual Report Download - page 82

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(4) Southeastern Asset Management, Inc. (“Southeastern”), an investment advisor registered under the Investment
Advisors Act of 1940, stated in its Schedule 13G/A filed with the SEC on February 5, 2010 that it had shared
power to vote and shared power to dispose over 3,107,459 shares with its client, Longleaf Partners Small-Cap
Fund, an investment company registered under the Investment Company Act of 1940. Southeastern had sole
power to dispose over 49,079 shares.
(5) BlackRock, Inc. (“BlackRock”) reported in its Schedule 13G filed with the SEC on January 29, 2010, that
it had sole power to vote and sole power to dispose over 2,880,273 shares.
(6) River Road Asset Management, LLC (“River Road”), an investment advisor registered under the Investment
Advisors Act of 1940, stated in its Schedule 13G filed with the SEC on February 16, 2010 that it had sole
power to vote over 2,197,245 shares and sole power to dispose over 2,593,658 shares.
(7) NFJ Investment Group LLC (“NFJ”), an investment advisor registered under the Investment Advisors Act of
1940, reported in its Schedule 13G filed with the SEC on February 12, 2010 that it had beneficial ownership
of 2,583,300 shares, together with its affiliates Allianz Global Investors Management Partners LLC, Nicholas-
Applegate Capital Management LLC, an investment advisor registered under the Investment Advisors Act of
1940, and Oppenheimer Capital LLC, an investment advisor registered under the Investment Advisors Act of
1940. NFJ had sole power to vote and sole power to dispose over 2,583,300 shares.
4