Freddie Mac 2015 Annual Report Download - page 382

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
Freddie Mac 2015 Form 10-K 380
SECURITY OWNERSHIP OF CERTAIN
BENEFICIAL OWNERS AND
MANAGEMENT AND RELATED
STOCKHOLDER MATTERS
SECURITY OWNERSHIP
Our only class of voting stock is our common stock. Upon its appointment as Conservator, FHFA
immediately succeeded to the voting rights of holders of our common stock. The following table shows the
beneficial ownership of our common stock as of February 16, 2016 by our current directors, our NEOs, all
of our directors and executive officers as a group, and holders of more than 5% of our common stock.
Beneficial ownership is determined in accordance with SEC rules for computing the number of shares of
common stock beneficially owned by a person and the percentage ownership of that person. As of
February 16, 2016, each director and NEO, and all of our directors and executive officers as a group,
owned less than 1% of our outstanding common stock. Unless otherwise noted, the information
presented below is based on information provided to us by the individuals or entities specified in the table.
STOCK OWNERSHIP BY DIRECTORS AND EXECUTIVE
OFFICERS
Name Position
Common Stock
Beneficially Owned
Excluding
Stock Options(1)
Stock Options
Exercisable
Within 60 Days of
Feb. 16, 2016
Total Common
Stock
Beneficially Owned
Raphael W. Bostic Director ———
Carolyn H. Byrd Director ———
Lance F. Drummond Director ———
Thomas M. Goldstein Director ———
Richard C. Hartnack Director ———
Steven W. Kohlhagen Director ———
Christopher S. Lynch Director ———
Sara Mathew Director ———
Saiyid T. Naqvi Director ———
Nicolas P. Retsinas Director 10,824(2) — 10,824
Eugene B. Shanks, Jr. Director ———
Anthony A. Williams Director ———
Donald H. Layton Chief Executive Officer ———
James G. Mackey EVP - Chief Financial Officer ———
Michael T. Hutchins EVP - Invest. & Cap. Markets ———
David B. Lowman EVP - Single-Family Business ———
William H. McDavid EVP - General Counsel & Corp. Sec. ———
All directors and executive officers as a group (22 persons) 38,292(2) 5,980 44,272
(1) Includes shares of stock beneficially owned as of February 16, 2016.
(2) Includes distribution of 6,866 shares and 169 dividend equivalents on RSUs previously deferred and which have no remaining
restrictions.