First Data 2013 Annual Report Download - page 149
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Please find page 149 of the 2013 First Data annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.-
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The Company does not have any compensation plans under which the Company’s common stock may be issued. First Data Holdings Inc., the
Company’s parent company, has adopted the 2007 Stock Incentive Plan for Key Employees of First Data Corporation and its Affiliates under which common
stock of First Data Holdings Inc. may be issued. The following table contains certain information regarding options, warrants or rights to common stock of
First Data Holdings Inc. under the plan as of December 31, 2013.
Equity compensation plans approved by security holders 111,149,288 $3.27 48,000,644
Equity compensation plans not approved by security holders — — —
Total 111,149,288 $3.27 48,000,644
All of the outstanding stock of First Data Corporation is held by First Data Holdings Inc. The following table sets forth, as of December 31, 2013, the
beneficial ownership of preferred and common stock of First Data Holdings Inc. by each person known by the Company to beneficially own more than 5% of
the equity securities, each director, each Named Executive Officer and all directors and executive officers as a group. The Company believes that each person
has sole voting and investment power of the shares.
Preferred Stock
New Omaha Holdings L.P.(3) 300,000 100%
Common Stock
New Omaha Holdings L.P.(3) 1,266,800,220 98%
Frank Bisignano 6,571,429 *
Jonathan J. Judge 2,700,000 *
Edward A. Labry III(4) 9,074,999 *
Ray E. Winborne 806,804 *
Guy Chiarello 0*
Christine E. Larsen 0*
Himanshu A. Patel 0*
Joe W. Forehand 3,033,333 *
Henry R. Kravis(3)(5) 0*
Scott C. Nuttall(5) 0*
Tagar C. Olson(5) 0*
Joseph J. Plumeri 1,428,572 *
All directors and executive officers as a group (15 persons) 24,588,140 2%
* Less than one percent
(1) The number of shares reported includes shares covered by options that are exercisable and restricted stock that is vested and delivered within 60 days of
December 31, 2013 as follows: Mr. Bisignano, 1,428,571; Mr. Forehand, 2,700,000; Mr. Judge, 1,366,666; Mr. Labry, 6,574,999; Mr. Winborne,
473,471; and all directors and executive officers as a group, 13,224,586.
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