Fannie Mae 2004 Annual Report Download - page 240

Beneficial Ownership
The following table shows the beneficial ownership of Fannie Mae common stock by each of our current
directors and the covered executives, and all current directors and executive officers as a group, as of
October 1, 2006, or as otherwise noted. As of October 1, 2006, no director or covered executive, nor all
directors and executive officers as a group, owned as much as 1% of our outstanding common stock.
Name and Position
Common Stock
Beneficially Owned
Excluding Stock Options
Stock Options
Exercisable Within 60 Days
of October 1, 2006
Total
Common Stock
Beneficially Owned
Amount and Nature of Beneficial Ownership
(1)
Stephen Ashley
(2)
. . . . . . . . . . . . . . . . . . . . . . 20,747 24,000 44,747
Chairman of the Board of Directors
Dennis Beresford
(3)
..................... 719 — 719
Director
Thomas Donilon
(4)
. . . . . . . . . . . . . . . . . . . . . 8,243 — 8,243
Former Executive Vice
President—Law and Policy
Kenneth Duberstein
(5)
. . . . . . . . . . . . . . . . . . . 6,111 26,000 32,111
Director
Brenda Gaines
(6)
...................... 487 — 487
Director
Thomas Gerrity
(7)
. . . . . . . . . . . . . . . . . . . . . . 19,851 26,000 45,851
Director
Karen Horn
(8)
......................... 487 — 487
Director
Robert Levin
(9)
. . . . . . . . . . . . . . . . . . . . . . . . 340,917 417,116 758,033
Executive Vice President and Chief
Business Officer
Bridget Macaskill
(10)
. . . . . . . . . . . . . . . . . . . . 1,062 — 1,062
Director
Daniel Mudd
(11)
. . . . . . . . . . . . . . . . . . . . . . . 236,624 523,551 760,175
President and
Chief Executive Officer
Joe Pickett
(12)
. . . . . . . . . . . . . . . . . . . . . . . . . 11,739 32,000 43,739
Director
Leslie Rahl
(13)
. . . . . . . . . . . . . . . . . . . . . . . . 3,281 3,333 6,614
Director
Franklin Raines . . . . . . . . . . . . . . . . . . . . . . . — 1,996,890 1,996,890
Former Chairman of the Board and
Chief Executive Officer
Julie St. John
(14)
. . . . . . . . . . . . . . . . . . . . . . . 78,226 247,965 326,191
Executive Vice President
Greg Smith
(15)
. . . . . . . . . . . . . . . . . . . . . . . . 1,612 166 1,778
Director
Patrick Swygert
(16)
. . . . . . . . . . . . . . . . . . . . . 3,520 9,833 13,353
Director
Michael Williams
(17)
. . . . . . . . . . . . . . . . . . . . 147,019 247,186 395,476
Executive Vice President and
Chief Operating Officer
John Wulff
(18)
. . . . . . . . . . . . . . . . . . . . . . . . 1,887 500 2,387
Director
All directors and executive
officers as a group
(25 persons)
(19)
. . . . . . . . . . . . . . . . . . . . . . 1,224,999 2,086,924 3,313,194
(1)
Beneficial ownership is determined in accordance with the rules of the SEC for computing the number of shares of
common stock beneficially owned by each person and the percentage owned. Holders of restricted stock have no
investment power but have sole voting power over the shares and, accordingly, these shares are included in this table.
Holders of shares through our Employee Stock Ownership Plan, or ESOP, generally have no investment power but
have sole voting power over the shares so these shares are also included in this table. Participants in our ESOP who
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