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Table of Contents
Exhibit Index
The exhibits listed below are filed with or incorporated by reference in this Annual Report on Form 10-K.
3.1 Restated Articles of Organization of EMC Corporation.(1)
3.2 Amended and Restated Bylaws of EMC Corporation.(2)
4.1 Form of Stock Certificate.(3)
4.2 Indenture with Wells Fargo Bank, N.A., as trustee, dated as of November 17, 2006.(14)
4.3
Registration Rights Agreement with Goldman, Sachs & Co., Lehman Brothers Inc. and Citigroup Global Markets Inc., dated as of
November 17, 2006.(14)
10.1* EMC Corporation 1985 Stock Option Plan, as amended.(4)
10.2* EMC Corporation 1992 Stock Option Plan for Directors, as amended.(5)
10.3* EMC Corporation 1993 Stock Option Plan, as amended.(4)
10.4* EMC Corporation 2001 Stock Option Plan, as amended April 29, 2010.(12)
10.5* EMC Corporation Amended and Restated 2003 Stock Plan, as amended and restated as of May 4, 2011.(13)
10.6* EMC Corporation Deferred Compensation Retirement Plan, as amended and restated as of January 1, 2011. (filed herewith)
10.7* EMC Corporation Executive Incentive Bonus Plan.(6)
10.8* Form of Change in Control Severance Agreement for Executive Officers. (filed herewith)
10.9* Form of EMC Corporation Amended and Restated 2003 Stock Plan Stock Option Agreement.(3)
10.10* Form of Restricted Stock Agreement under the EMC Corporation 2003 Stock Plan.(7)
10.11* Form of EMC Corporation Amended and Restated 2003 Stock Plan Performance Stock Option Agreement.(3)
10.12* Form of EMC Corporation Amended and Restated 2003 Stock Plan Performance Restricted Stock Unit Agreement.(3)
10.13* Form of EMC Corporation Amended and Restated 2003 Stock Plan Restricted Stock Unit Agreement.(3)
10.14* Form of Amended and Restated Indemnification Agreement.(3)
10.15 EMC Corporation Amended and Restated 1989 Employee Stock Purchase Plan, as amended and restated as of August 5, 2009.(11)
10.16* Employment Arrangement with Joseph M. Tucci dated November 28, 2007.(8)
10.17* Amendment to Employment Arrangement with Joseph M. Tucci dated December 4, 2008.(1)
10.18* Amendment No. 2 to Employment Arrangement with Joseph M. Tucci dated May 7, 2009.(9)
10.19* Amendment No. 3 to Employment Arrangement with Joseph M. Tucci dated October 30, 2009.(10)
10.20* Amendment No. 4 to Employment Arrangement with Joseph M. Tucci dated January 20, 2012.(15)
12.1 Statement regarding Computation of Ratio of Earnings to Fixed Charges. (filed herewith)
21.1 Subsidiaries of Registrant. (filed herewith)
23.1 Consent of Independent Registered Public Accounting Firm. (filed herewith)
31.1
Certification of Principal Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as
adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (filed herewith)
31.2
Certification of Principal Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as
adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (filed herewith)
32.1
Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act
of 2002. (filed herewith)
32.2
Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act
of 2002. (filed herewith)
101.INS** XBRL Instance Document. (filed herewith)
101.SCH** XBRL Taxonomy Extension Schema. (filed herewith)
101.CAL** XBRL Taxonomy Extension Calculation Linkbase. (filed herewith)
101.DEF** XBRL Taxonomy Extension Definition Linkbase. (filed herewith)
101.LAB** XBRL Taxonomy Extension Label Linkbase. (filed herewith)
101.PRE** XBRL Taxonomy Extension Presentation Linkbase. (filed herewith)
99