DSW 2008 Annual Report Download - page 43

ITEM 12.
S
ECURITY OWNER
S
HIP OF CERTAIN BENEFICIAL OWNER
S
AND MANAGEMEN
T
A
ND RELATED
S
HAREHOLDER MATTER
S
I
n accordance with General Instruction G(3
)
, the information contained under the ca
p
tions “
S
E
CU
RIT
Y
O
WNER
S
HIP
O
F
C
ERTAIN BENEFI
C
IAL
O
WNER
S
AND MANA
G
EMENT
”
a
n
d
“O
THER DIRE
C
T
O
R
INFORMATION, COMMITTEE
S
OF DIRECTOR
S
AND CORPORATE GOVERNANCE INFORMATION”
,
i
nt
h
e Proxy Statement
i
s
i
ncorporate
dh
ere
i
n
b
yre
f
erence.
Equity Compensation Plan Tabl
e
Th
e
f
o
ll
ow
i
ng ta
bl
e sets
f
ort
h
a
ddi
t
i
ona
li
n
f
ormat
i
on as o
f
January 31, 2009, a
b
out our C
l
ass A Common
S
hares that ma
y
be issued upon the exercise of options and other ri
g
hts under our existin
g
equit
y
compensatio
n
p
lans and arran
g
ements, divided between plans approved b
y
our shareholders and plans or arran
g
ements no
t
s
ubmitted to our shareholders for approval. The information includes the number of shares covered b
y
, and th
e
w
ei
g
hted avera
g
e exercise price of, outstandin
g
options, warrants and other ri
g
hts and the number of shares
r
ema
i
n
i
ng ava
il
a
bl
e
f
or
f
uture grants, exc
l
u
di
ng t
h
es
h
ares to
b
e
i
ssue
d
upon exerc
i
se o
f
outstan
di
ng opt
i
ons,
w
arrants, an
d
ot
h
er r
i
g
h
ts.
P
lan Category
Number of
S
ecuritie
s
to be Issued
Up
on Exerc
i
se o
f
O
utstand
i
n
gO
pt
i
ons
,
Warrants and R
ig
ht
s
(
a
)
W
eighted-Averag
e
Ex
e
r
cise
Pr
ice of
O
utstand
i
n
gO
pt
i
ons
,
Warrants and R
ig
ht
s
(
b)
N
umber of
S
ecurities
R
emainin
g
Availabl
e
for Issuance
U
nde
r
Equity Compensation Plans
(
Excludin
g
Securitie
s
Re
f
lected
i
n
C
olum
n
(a))(c)
Equit
y
compensation plans
approved by security
h
older
s
(1)
.
.............
.
2,
433
,5
8
6
(
2
)
$
22.04 2
,
101
,
743
Equit
y
compensation plans not
a
pproved by securit
y
ho
l
de
r
s
.
................ N/A N/A N/
A
Tota
l
....................
2
,433,586 $22.04 2,101,743
(1) DSW Inc. 200
5
Equit
y
Incentive Plan
.
(2) Includes 2,124,73
5
shares issuable pursuant to the exercise of outstandin
g
stock options, 22
5
,6
5
0 shares
i
ssuable
p
ursuant to restricted stock units, and 83,201 shares issuable
p
ursuant to director stock units. Since th
e
r
estr
i
cte
d
stoc
k
un
i
ts an
ddi
rector stoc
k
un
i
ts
h
ave no exerc
i
se pr
i
ce t
h
e
y
are not
i
nc
l
u
d
e
di
nt
h
ewe
igh
te
d
average exerc
i
se pr
i
ce ca
l
cu
l
at
i
on
i
nco
l
umn (
b
).
ITEM 13. CERTAIN RELATION
S
HIP
S
, RELATED TRAN
S
ACTION
S
AND DIRECTOR
I
NDEPENDEN
CE
I
n accordance with General Instruction G(3), the information contained under the ca
p
tion “
C
ERTAI
N
RELATI
O
N
S
HIP
S
AND RELATED TRAN
S
A
C
TI
O
N
S”
i
n the Prox
y
Statement is incorporated herein b
y
r
e
f
erence
.
ITEM 14. PRIN
C
IPAL A
CCOU
NTIN
G
FEE
S
AND
S
ERVI
C
E
S
I
n accor
d
ance w
i
t
h
Genera
l
Instruct
i
on G(3), t
h
e
i
n
f
ormat
i
on conta
i
ne
d
un
d
er t
h
e capt
i
o
n
“
AUDIT AN
D
O
THER
S
ERVICE FEE
S
”
i
nt
h
e Proxy Statement
i
s
i
ncorporate
dh
ere
i
n
b
yre
f
erence
.
39