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Part IV
Item 15. Exhibits and Financial Statement Schedules.
(a)(1) The Registrant’s financial statements together with a separate table of contents are annexed hereto.
(2) Financial Statement Schedules are listed in the separate table of contents annexed hereto.
(3) Exhibits.
INCORPORATED BY REFERENCE FILED OR
EXHIBIT FILING FURNISHED
NUMBER EXHIBIT DESCRIPTION FORM EXHIBIT DATE HEREWITH
3.1 Restated Certificate of Incorporation. 8-K 3.3 03/09/06
3.2 By-Laws of the Company, as amended. X
4.1 Restated Certificate of Designation of Series One Junior 8-K 3.2 03/09/06
Participating Preferred Stock, Class A of the Company.
4.2 Stockholder Protection Rights Agreement dated November 8, 8-K 4.1 11/08/12
2012 between the Company and Computershare Shareowner
Services LLC, as Rights Agent, including as Exhibit A the forms
of Rights Certificate and of Election to Exercise and as
Exhibit B the form of Certificate of Designation and Terms of
the Participating Preferred Stock of the Company.
4.3 Indenture dated June 1, 2008 between the Company and U.S. S-3 4.1 06/12/08
Bank National Association, as trustee, relating to the senior debt
securities, the senior subordinated debt securities and the junior
subordinated debt securities, as applicable.
4.4 Officers’ Certificates dated November 13, 2009 establishing the 8-K 4.2 11/13/09
terms of the Company’s 5.375% Senior Notes due 2019 pursuant
to the Indenture dated June 1, 2008 (including the form of the
Senior Notes).
4.5 Officers’ Certificate dated August 16, 2013 establishing the terms 8-K 4.2 08/16/13
of the Company’s 2.875% Senior Notes due 2018 and 4.500%
Senior Notes due 2023 pursuant to the Indenture dated June 1,
2008 (including the forms of the Senior Notes).
10.1* CA, Inc. 2002 Incentive Plan (amended and restated effective as 10-K 10.9 05/30/07
of April 27, 2007).
10.2* CA, Inc. 2002 Compensation Plan for Non-Employee Directors. DEF 14A Exhibit C 07/26/02
10.3 Deferred Prosecution Agreement, including the related 8-K 10.1 09/22/04
Information and Stipulation of Facts.
10.4 Final Consent Judgment of Permanent Injunction and Other 8-K 10.2 09/22/04
Relief, including SEC complaint.
10.5* Form of Restricted Stock Unit Certificate under the CA, Inc. 10-Q 10.1 02/09/05
2002 Incentive Plan.
10.6* Form of Non-Qualified Stock Option Certificate under the 10-Q 10.2 02/09/05
CA, Inc. 2002 Incentive Plan.
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