Charles Schwab 2013 Annual Report Download - page 114

THE CHARLES SCHWAB CORPORATION
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Exhibit
Number Exhibit
10.353 Form of Notice and Performance-Based Restricted Stock Unit Agreement under The Charles Schwab
Corporation 2004 Stock Incentive Plan and successor plans, filed as Exhibit 10.353 to the Registrant’s
Form 8-K dated January 24, 2013, and incorporated herein by reference.
(2)
10.354 Form of Notice and Nonqualified Stock Option Agreement under The Charles Schwab Corporation
2004 Stock Incentive Plan and successor plans, filed as Exhibit 10.354 to the Registrant’s Form 8-K
dated January 24, 2013, and incorporated herein by reference.
(2)
10.355 Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2004
Stock Incentive Plan and successor plans, filed as Exhibit 10.355 to the Registrant’s Form 8-K dated
January 24, 2013, and incorporated herein by reference.
(2)
10.356 Form of Notice and Retainer Stock Option Agreement for Non-Employee Directors under The Charles
Schwab Corporation 2004 Stock Incentive Plan and successor plans, filed as Exhibit 10.356 to the
Registrant’s Form 8-K dated January 24, 2013, and incorporated herein by reference.
(2)
10.357 Form of Notice and Retainer Restricted Stock Unit Agreement for Non-Employee Directors under The
Charles Schwab Corporation 2004 Stock Incentive Plan and successor plans, filed as Exhibit 10.357 to
the Registrant’s Form 8-K dated January 24, 2013, and incorporated herein by reference.
(2)
10.358 Form of Notice and Stock Option Agreement for Non-Employee Directors under The Charles Schwab
Corporation Directors’ Deferred Compensation Plan II and The Charles Schwab Corporation 2004
Stock Incentive Plan and successor plans, filed as Exhibit 10.358 to the Registrant’s Form 8-K dated
January 24, 2013, and incorporated herein by reference.
(2)
10.359 Form of Notice and Restricted Stock Unit Agreement for Non-Employee Directors under The Charles
Schwab Corporation Directors’ Deferred Compensation Plan II and The Charles Schwab Corporation
2004 Stock Incentive Plan and successor plans, filed as Exhibit 10.359 to the Registrant’s Form 8-K
dated January 24, 2013, and incorporated herein by reference.
(2)
10.360 The Charles Schwab Corporation 2013 Stock Incentive Plan, as approved at the Annual Meeting of
Stockholders on May 16, 2013, filed as Exhibit 10.360 to the Registrant’s Form 8-K dated May 16,
2013, and incorporated herein by reference.
(2)
10.361 Credit Agreement (364 – Day Commitment) dated as of June 7, 2013, between the Registrant and
financial institutions therein (supersedes Exhibit 10.350), filed as Exhibit 10.361 to the Registrant’s
Form 10-Q for the quarter ended June 30, 2013, and incorporated herein by reference.
10.362 The Charles Schwab Corporation Directors’ Deferred Compensation Plan II, as amended and restated
as of April 24, 2013 (supersedes Exhibit 10.323), filed as Exhibit 10.362 to the Registrant’s Form 10-Q
for the quarter ended June 30, 2013, and incorporated herein by reference.
(2)
12.1 Computation of Ratio of Earnings to Fixed Charges and Ratio of Earnings to Fixed Charges and
Preferred Stock Dividends.
21.1 Subsidiaries of the Registrant.
23.1 Independent Registered Public Accounting Firm’s Consent.
31.1 Certification Pursuant to Rule 13a-14(a)/15d-14(a), As Adopted Pursuant to Section 302 of The
Sarbanes-Oxley Act of 2002.
31.2 Certification Pursuant to Rule 13a-14(a)/15d-14(a), As Adopted Pursuant to Section 302 of The
Sarbanes-Oxley Act of 2002.