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THE CHARLES SCHWAB CORPORATION
-93 -
Exhibit
Number Exhibit
10.57
Registration Rights and Stock Restriction Agreement, dated as of March 31, 1987, between the Registrant and the
holders of the Common Stock, filed as Exhibit 4.23 to Registrant’s Registration Statement No. 33-16192 on Form S-
1 and incor
p
orated herein b
y
reference.
10.72
Restatement of Assignment and License, as amended January 25, 1988, among Charles Schwab & Co., Inc., Charles
R. Schwab and the Registrant, filed as Exhibit 10.72 to the Registrant’s Form 10-K for the year ended December 31,
2009 and incor
p
orated herein b
y
reference.
10.271
The Charles Schwab Corporation Directors’ Deferred Compensation Plan, as amended through December 8, 2004,
filed as Exhibit 10.271 to the Registrant’s Form 10-K for the year ended December 31, 2009 and incorporated herein
b
y
reference.
(2)
10.272
The Charles Schwab Corporation Deferred Compensation Plan, as amended through December 8, 2004, filed as
Exhibit 10.272 to the Registrant’s Form 10-K for the year ended December 31, 2009 and incorporated herein by
reference.
(2)
10.288
Stock Purchase Agreement by and between the Registrant and Bank of America Corporation, dated as of
November 19, 2006 and incor
p
orated herein b
y
reference.
10.289
Form of Notice and Restricted Stock Agreement for Walter W. Bettinger under The Charles Schwab Corporation
2004 Stock Incentive Plan dated February 20, 2007, filed as Exhibit 10.289 to the Registrant’s Form 10-Q for the
q
uarter ended March 31, 2007 and incor
p
orated herein b
y
reference.
(2)
10.29
0
Summary of Non-Employee Director Compensation, filed as Exhibit 10.290 to the Registrant’s Form 10-Q for the
q
uarter ended March 31, 2007 and incor
p
orated herein b
y
reference.
(2)
10.294
Form of Notice and Restricted Stock Agreement for Joseph R. Martinetto under The Charles Schwab Corporation
2004 Stock Incentive Plan dated May 18, 2007, filed as Exhibit 10.294 to the Registrant’s Form 10-Q for the quarter
ended June 30, 2007 and incor
p
orated herein b
y
reference.
(2)
10.295
Form of Notice and Nonqualified Stock Option Agreement for Joseph R. Martinetto under The Charles Schwab
Corporation 2004 Stock Incentive Plan dated May 18, 2007, filed as Exhibit 10.295 to the Registrant’s Form 10-
Q for the
q
uarter ended June 30, 2007 and incor
p
orated herein b
y
reference.
(2)
10.296
Stock Purchase Agreement dated July 2, 2007 by and among Charles R. Schwab, Helen O. Schwab, The Charles &
Helen Schwab Living Trust, HOS Family Partners, LLC, 188 Partners, LP, and the Charles & Helen Schwab
Foundation, and The Charles Schwab Corporation, filed as Exhibit 10.296 to the Registrant’s Form 10-Q for the
q
uarter ended June 30, 2007 and incor
p
orated herein b
y
reference.
(2)
10.298
Directed Employee Benefit Trust Agreement under the SchwabPlan Retirement Savings and Investment Plan dated
August 17, 2007, filed as Exhibit 10.298 to the Registrant’s Form 10-Q for the quarter ended September 30, 2007
and incor
p
orated herein b
y
reference.
(2)
10.30
0
The Charles Schwab Corporation Employee Stock Incentive Plan, as amended and restated as of December 12,
2007, filed as Exhibit 10.300 to the Registrant’s Form 10-K for the year ended December 31, 2007 and incorporated
herein b
y
reference.
(2)
10.301
The Charles Schwab Corporation 1992 Stock Incentive Plan, as amended and restated as of December 12, 2007,
filed as Exhibit 10.301 to the Registrant’s Form 10-K for the year ended December 31, 2007 and incorporated herein
b
y
reference.
(2)