Autodesk 2015 Annual Report Download - page 77

2015 Proxy Statement 71
* Represents less than one percent (1%) of the outstanding Common Stock.
(1) Unless otherwise indicated in their respective footnote, the address for each listed person is c/o Autodesk, Inc., 111 McInnis Parkway,
San Rafael, California 94903.
(2) The number and percentage of shares beneficially owned is determined in accordance with Rule 13d-3 of the Exchange Act, and the
information is not necessarily indicative of beneficial ownership for any other purpose. Under Rule 13d-3, beneficial ownership
includes any shares the individual or entity has the right to acquire within 60 days of March 31, 2015, through the exercise of any
stock option or other right. Unless otherwise indicated in the footnotes, each person or entity has sole voting and investment power
(or shares such powers with his or her spouse) with respect to the shares shown as beneficially owned.
(3) The total number of shares of Common Stock outstanding as of March 31, 2015, was 229,123,864.
(4) As of December 31, 2014, the reporting date of The Vanguard Group, Inc.’s most recent filing with the SEC pursuant to Section 13(g)
of the Exchange Act filed on February 9, 2015, The Vanguard Group, Inc. was deemed to have sole voting power with respect to
394,091 shares, sole dispositive power with respect to 16,797,836 shares, shared voting power with respect to 0 shares, and shared
dispositive power with respect to 371,176 shares. The address of The Vanguard Group, Inc. is 100 Vanguard Blvd., Malvern, PA
19355.
(5) As of December 31, 2014, the reporting date of Soroban Capital GP LLC's most recent filing with the SEC pursuant to Section 13(g)
of the Exchange Act filed on February 17, 2015, Soroban Capital GP LLC, Soroban Capital Partners LP, Soroban Capital Partners GP
LLC and Eric W. Mandelblatt were deemed to have shared voting and dispositive power with respect to 16,167,814 shares, of which
Soroban Master Fund LP held shared voting and dispositive power with respect to 12,513,527 shares. None of those parties held sole
voting and dispositive power with respect to the shares. The address of Soroban Capital GP LLC, Soroban Capital Partners GP LP,
Soroban Capital Partners GP LLC and Eric W. Mandelblatt is 444 Madison Avenue, 21st Floor, New York, NY 10022. The address
of Soroban Master Fund, LP is 45 Market Street, Camana Bay, Grand Cayman KY1-1103, Cayman Islands.
(6) As of December 31, 2014, the reporting date of Clearbridge Investments, LLC's most recent filing with the SEC pursuant to
Section 13(g) of the Exchange Act filed on February 17, 2015, Clearbridge Investments, LLC was deemed to have sole voting power
with respect to 14,198,592 shares, sole dispositive power with respect to 14,577,116 shares, and shared voting and shared dispositive
power with respect to 0 shares. The address of Clearbridge Investments, LLC is 620 8th Avenue, New York, NY 10018.
(7) As of December 31, 2014, the reporting date of Lone Pine Capital LLC's most recent filing with the SEC pursuant to Section 13(g) of
the Exchange Act filed on February 17, 2015, Lone Pine Capital LLC held shares between Stephen F. Mandel, Jr., which were
deemed to have sole voting and dispositive power with respect to 0 shares, and shared voting and dispositive power with respect to
14,463,336 shares. The address of Lone Pine Capital LLC and Stephen F Mandel, Jr. is Two Greenwich Plaza, Greenwich, CT
06830.
(8) As of December 31, 2014, the reporting date of BlackRock, Inc.’s most recent filing with the SEC pursuant to Section 13(g) of the
Exchange Act filed on January 12, 2015, BlackRock, Inc. was deemed to have sole voting power with respect to 11,711,892 shares,
sole dispositve power with respect to 13,661,720 shares, and shared voting and dispositive power with respect to 11,675 shares. The
address of BlackRock, Inc. is 55 East 52nd Street, New York, NY 10022.
(9) Includes 40,000 shares subject to options exercisable within 60 days of March 31, 2015.
(10) Includes 40,000 shares subject to options exercisable within 60 days of March 31, 2015.
(11) Includes 35,000 shares subject to options exercisable within 60 days of March 31, 2015.
(12) Includes 45,000 shares subject to options exercisable within 60 days of March 31, 2015.
(13) Includes 50,000 shares subject to options exercisable within 60 days of March 31, 2015.
(14) Includes 50,000 shares subject to options exercisable within 60 days of March 31, 2015.
(15) Includes 300,000 shares subject to options exercisable within 60 days of March 31, 2015. Includes 90,057 shares held by an
irrevocable trust, as to which Mr. Bass holds sole voting rights, but no dispositive rights, as special voting trustee. Mr. Bass disclaims
beneficial ownership of the shares held in trust except to the extent of his pecuniary interest.
(16) Upon commencement of his employment on November 3, 2014, Mr. Herren was granted 36,000 RSUs, none of which vest within 60
days of March 31, 2015.
(17) Includes 50,000 shares subject to options exercisable within 60 days of March 31, 2015.
(18) Includes 6,875 shares subject to options exercisable within 60 days of March 31, 2015.
(19) Includes 616,875 shares subject to options exercisable, and RSUs that vest, within 60 days of March 31, 2015.
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