Atari 2012 Annual Report Download - page 115

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ANNUAL FINANCIAL REPORT – REGISTRATION DOCUMENT
115
INFORMATION CONCERNING THE POTENTIAL DILUTION OF THE COMPANY'S CAPITAL
(As of March 31, 2012)
(1) All figures have been adjusted as required by law to reflect the following events: (i) share splits approved by the shareholders’
meetings of December 15, 1997 and December 16, 1999, (ii) a five-percent stock dividend on January 15, 2002, (iii) issuance of
stock warrants on January 4, 2005, (iv) distribution of bonus stock warrants to the Company's shareholders on December 22,
2006, (v) rights offering and grant of warrants of January 24, 2007, (vi) March 4, 2008 reverse stock split approved by the
shareholders' meeting of November 15, 2006 (vii) December 2008 rights offering of ORANE bonds with warrants and (viii)
December 2009 rights offering of free warrants to subscribe to shares or ORANE.
(2) The number of shares was adjusted to reflect the reverse stock split of March 4, 2008, approved by the shareholders’ meeting of
November 15, 2006.
(3) As of March 31, 2012, this includes the rights to performance shares allocated to Mr. Wilson (up to 500,000), Mr. Dangeard (up to
400,000), the executive team and the French employees. As of March 31, 2012, no performance shares have been granted.
(4) Stock options granted prior to the reverse stock split of March 4, 2008 became exercisable on the basis of 100 options for one
share. Stock options granted subsequent to that date are each exercisable for one Company share.
CHANGES IN THE COMPANY’S CAPITAL
Date and type of transaction
Cumulative
number of shares
outstanding
Payments in cash or in kind
Payments by
capitalization
Total capital
stock (in €)
Share
premium
2010/2011
07/22/2010
Capital increase
(1)
21 128 355
14 732
14 732
21 128 355
07/22/2010
Exercise of warrants and ORANE
(2)
21 234 302
105 947
312 750
21 234 302
09/30/2010
Exercise of ORANE
(2)
23 886 590
2 652 288
11 301 812
23 886 590
02/27/2011
Exercise of warrants
(2)
23 886 679
89
382
23 886 679
02/27/2011
Exercise of ORANE
(2)
23 936 523
49 844
133 056
23 936 523
02/27/2011
Payment of the Cryptic earn out
(3)
24 320 040
383 517
2 572 877
24 320 040
02/28/2011
Exercise of ORANE
(2)
24 328 871
8 831
31 869
24 328 871
Potentially
dilutive
securities
Issue date
Number
outstanding on
March 31,
2012 (6)
Exercise
price in
euros (1)
Identity of holders Maturity
Number of
shares for
which securities
can be
exercised (2)
Potential dilution
from the exercise
of the securities (%
of capital stock on
March 31, 2012)
Stock options
Persons referred to
in sections L225-
177 and L-225-180
of the Commercial
Code
7/27/2004 1 193 507 68,62 (4) 7/27/2012 11 935
09/07/2005 3 078 004 50,33 (4) 09/07/2013 30 780
1/30/2008 44 771 716 11.39 (4) 1/30/2016 447 717
09/09/2008 110 000 13.12 09/09/2016 110 000
5/25/2009 343 100 4,76 5/25/2017 343 100
5/25/2009 271 268 4,76 5/25/2017 271 268
2/12/2010 195 000 4,28 02/12/2018 195 000
07/22/2010 25 000 4,00 07/22/2018 25 000 Total =
04/11/2011 40 000 2,96 04/11/2019 40 000 Total =
Total 50 027 595 1 474 800 5,0%
ORANE bonds
(FR0010560615)
ORANE bonds
(FR0010690081)
ORANE bonds
(FR0010696153)
ORANE bonds
(FR0010833053) 01/22/2010
Warrants 1/27/2009
(FR0010690099) 02/06/2009
6/19/2007
09/09/2008
Total 41 385 069 140,4%
0,2%
1/27/2009
367 488
Bluebay approx.
89% + public
04/01/2014
10 763 724
36,5%
01/04/2008
4 834
Public
04/01/2014
48 195
02/10/2009
1 103 175
Bluebay approx.
99% + public
04/01/2014
7,8%
70,9%
154 768
BlueBay approx.
98% + public
04/01/2015
4 084 328
13,9%
20 916 198
2 063 058
6.0
Bluebay approx
81% + public
12/31/2012
2 310 625
6,1%
Free shares
1 787 200
(3)
1 787 200