Ameriprise 2011 Annual Report Download - page 196

Exhibit Description
10.14 Ameriprise Financial Form of Award Certificate — Performance Share Unit Plan Award (incorporated by reference to
Exhibit 10.4 of the Quarterly Report on Form 10-Q, File No. 1-32525, filed on May 2, 2011).
10.15* Ameriprise Financial Deferred Share Plan for Outside Directors, as amended and restated effective January 1, 2012.
10.16 CEO Security and Compensation Arrangements (incorporated by reference to Item 1.01 of the Current Report on Form 8-K,
File No. 1-32525, filed on October 31, 2005).
10.17* Ameriprise Financial Senior Executive Severance Plan, as amended and restated effective January 1, 2012.
10.18 Restricted Stock Awards in lieu of Key Executive Life Insurance Program (incorporated by reference to Item 1.01 of the
Current Report on Form 8-K, File No. 1-32525, filed on November 18, 2005).
10.19 Ameriprise Financial Annual Incentive Award Plan, adopted effective as of September 30, 2005 (incorporated by reference to
Exhibit 10.28 of the Annual Report on Form 10-K, File No. 1-32525. filed on March 8, 2006).
10.20 Form of Indemnification Agreement for directors, Chief Executive Officer, Chief Financial Officer, General Counsel and Principal
Accounting Officer and any other officers designated by the Chief Executive Officer (incorporated by reference to
Exhibit 10.29 of the Annual Report on Form 10-K, File No. 1-32525, filed on March 8, 2006).
10.21 Ameriprise Financial 2008 Employment Incentive Equity Award Plan (incorporated by reference to Exhibit 4.1 to the
Registration Statement on Form S-8, File No. 333-156075, filed on December 11, 2008).
10.22 Ameriprise Advisor Group Deferred Compensation Plan, as amended and restated effective January 1, 2010 (incorporated by
reference to Exhibit 10.18 of the Annual Report on Form 10-K, File No. 1-32525, filed on February 24, 2010).
10.23 Credit Agreement, dated as of November 22, 2011, among Ameriprise Financial, Inc., the lenders party thereto, Wells Fargo
Bank, National Association, as Administrative Agent, Bank of America, N.A., as Syndication Agent, and Credit Suisse AG,
Cayman Islands Branch, HSBC Bank USA, National Association, and JPMorgan Chase Bank, N.A., as Co-Documentation
Agents. (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K, File No. 1-32525, filed on
November 23, 2011).
10.24 Capital Support Agreement by and between Ameriprise Financial, Inc. and Ameriprise Certificate Company, dated as of
March 2, 2009 (incorporated by reference to Exhibit 10.19 of the Annual Report on Form 10-K, File No. 1-32525, filed on
March 2, 2009).
12* Ratio of Earnings to Fixed Charges.
13* Portions of the Ameriprise Financial, Inc. 2011 Annual Report to Shareholders, which, except for those sections incorporated
herein by reference, are furnished solely for the information of the SEC and are not to be deemed ‘‘filed.’’
21* Subsidiaries of Ameriprise Financial, Inc.
23.1* Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm.
23.2* Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.
24 Powers of attorney (included on Signature Page).
31.1* Certification of James M. Cracchiolo pursuant to Rule 13a-14(a) promulgated under the Securities Exchange Act of 1934, as
amended.
31.2* Certification of Walter S. Berman pursuant to Rule 13a-14(a) promulgated under the Securities Exchange Act of 1934, as
amended.
32* Certification of James M. Cracchiolo and Walter S. Berman pursuant to 18 U.S.C. Section 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002.
101* The following materials from Ameriprise Financial, Inc.’s Annual Report on Form 10-K for the year ended December 31,
2011, formatted in XBRL: (i) Consolidated Statements of Operations for the years ended December 31, 2011, 2010 and
2009; (ii) Consolidated Balance Sheets at December 31, 2011 and 2010; (iii) Consolidated Statements of Cash Flows for
the years ended December 31, 2011, 2010 and 2009; (iv) Consolidated Statements of Equity for the years ended
December 31, 2011, 2010 and 2009; and (v) Notes to the Consolidated Financial Statements.
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