Alcoa 2009 Annual Report Download - page 156

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4(c)(3). Third Supplemental Indenture dated as of March 24, 2009 between Alcoa Inc. and The Bank of New
York Mellon Trust Company, N.A., as successor in interest to J.P. Morgan Trust Company, National
Association (formerly Chase Manhattan Trust Company, National Association, as successor to PNC
Bank, National Association), as Trustee, incorporated by reference to exhibit 4.2 to the company’s
Current Report on Form 8-K dated March 24, 2009.
4(d). Form of 5.55% Notes Due 2017, incorporated by reference to exhibit 4(d) to the company’s Annual
Report on Form 10-K for the year ended December 31, 2008.
4(e). Form of 5.90% Notes Due 2027, incorporated by reference to exhibit 4(d) to the company’s Annual
Report on Form 10-K for the year ended December 31, 2008.
4(f). Form of 5.95% Notes Due 2037, incorporated by reference to exhibit 4(d) to the company’s Annual
Report on Form 10-K for the year ended December 31, 2008.
4(g). Form of 6.00% Notes Due 2013, incorporated by reference to exhibit 4(a) to the company’s Current
Report on Form 8-K dated July 15, 2008.
4(h). Form of 6.75% Notes Due 2018, incorporated by reference to exhibit 4(b) to the company’s Current
Report on Form 8-K dated July 15, 2008.
4(i). Form of 5.25% Convertible Notes due 2014, incorporated by reference to exhibit 4.1 to the company’s
Current Report on Form 8-K dated March 24, 2009.
10(a). Alcoa’s Summary of the Key Terms of the AWAC Agreements, incorporated by reference to exhibit 99.2
to the company’s Current Report on Form 8-K (Commission file number 1-3610) dated November 28,
2001.
10(b). Charter of the Strategic Council executed December 21, 1994, incorporated by reference to exhibit 99.3
to the company’s Current Report on Form 8-K (Commission file number 1-3610) dated November 28,
2001.
10(c). Amended and Restated Limited Liability Company Agreement of Alcoa Alumina & Chemicals, L.L.C.
dated as of December 31, 1994, incorporated by reference to exhibit 99.4 to the company’s Current
Report on Form 8-K (Commission file number 1-3610) dated November 28, 2001.
10(d). Shareholders Agreement dated May 10, 1996 between Alcoa International Holdings Company and WMC
Limited, incorporated by reference to exhibit 99.5 to the company’s Current Report on Form 8-K
(Commission file number 1-3610) dated November 28, 2001.
10(e). Side Letter of May 16, 1995 clarifying transfer restrictions, incorporated by reference to exhibit 99.6 to
the company’s Current Report on Form 8-K (Commission file number 1-3610) dated November 28, 2001.
10(f). Enterprise Funding Agreement, dated September 18, 2006, between Alcoa Inc., certain of its affiliates
and Alumina Limited, incorporated by reference to exhibit 10(f) to the company’s Annual Report on
Form 10-K for the year ended December 31, 2006.
10(f)(1). Amendments to Enterprise Funding Agreement, effective January 25, 2008, between Alcoa Inc., certain
of its affiliates and Alumina Limited, incorporated by reference to exhibit 10(f)(1) to the company’s
Annual Report on Form 10-K for the year ended December 31, 2007.
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