Alcoa 2009 Annual Report Download - page 155

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Item 14. Principal Accounting Fees and Services.
The information required by Item 9(e) of Schedule 14A is contained under the captions “Item 2 – Proposal to Ratify
the Independent Auditor – Audit and Non-Audit Fees” and “– 2010 Report of the Audit Committee” of the Proxy
Statement and in Attachment A (Pre-Approval Policies and Procedures adopted by the Audit Committee for Audit and
Non-Audit Services) thereto and is incorporated by reference.
PART IV
Item 15. Exhibits, Financial Statement Schedules.
(a) The consolidated financial statements, financial statement schedule and exhibits listed below are filed as
part of this report.
(1) The company’s consolidated financial statements, the notes thereto and the report of the
Independent Registered Public Accounting Firm are on pages 73 through 143 of this report.
(2) The following report and schedule should be read with the company’s consolidated financial
statements: Report of PricewaterhouseCoopers LLP dated February 18, 2010 on the company’s financial statement
schedule filed as a part hereof for the fiscal years ended December 31, 2009, 2008 and 2007.
Schedule II – Valuation and Qualifying Accounts For the Years Ended December 31, 2009, 2008 and 2007.
(3) Exhibits
Exhibit
Number Description*
3(a). Articles of the Registrant as amended, incorporated by reference to exhibit 3(a) to the company’s
Quarterly Report on Form 10-Q (Commission file number 1-3610) for the quarter ended June 30, 2000.
3(b). By-Laws of the Registrant as amended, incorporated by reference to exhibit 3 to the company’s Current
Report on Form 8-K dated September 20, 2007.
4(a). Articles. See Exhibit 3(a) above.
4(b). By-Laws. See Exhibit 3(b) above.
4(c). Form of Indenture, dated as of September 30, 1993, between Alcoa Inc. and The Bank of New York
Trust Company, N.A., as successor to J. P. Morgan Trust Company, National Association (formerly
Chase Manhattan Trust Company, National Association), as successor Trustee to PNC Bank, National
Association, as Trustee (undated form of Indenture incorporated by reference to exhibit 4(a) to
Registration Statement No. 33-49997 on Form S-3).
4(c)(1). First Supplemental Indenture dated as of January 25, 2007 between Alcoa Inc. and The Bank of New
York Trust Company, N.A., as successor to J.P. Morgan Trust Company, National Association (formerly
Chase Manhattan Trust Company, National Association), as successor Trustee to PNC Bank, National
Association, as Trustee, incorporated by reference to exhibit 99.4 to the company’s Current Report on
Form 8-K dated January 25, 2007.
4(c)(2). Second Supplemental Indenture dated as of July 15, 2008 between Alcoa Inc. and The Bank of New York
Mellon Trust Company, N.A., as successor in interest to J. P. Morgan Trust Company, National
Association (formerly Chase Manhattan Trust Company, National Association, as successor to PNC
Bank, National Association), as Trustee, incorporated by reference to exhibit 4(c) to the company’s
Current Report on Form 8-K dated July 15, 2008.
147