eTrade 2007 Annual Report Download - page 168
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(ee) “Person” shall mean any individual, corporation, partnership, limited liability company, association, joint venture, trust,
Governmental Entity or other entity or organization.
(ff) “Registered Representative” shall mean a registered representative of a Broker-Dealer.
(gg) “Securities Exchange Act” shall mean the Securities Exchange Act of 1934, as amended, including the rules and
regulations thereunder.
(hh) “SRO” shall mean any securities industry self-regulatory organization, as defined in Section 3(a)(26) of the Securities
Exchange Act.
(ii) “Successor Entity” shall mean (i) with respect to a Change of Control of Parent, the surviving entity resulting from such
Change of Control of Parent; or (ii) with respect to a Material Transaction, the combined entity resulting from the consummation of
such Material Transaction by Parent.
Section 1.2 Additional Definitions. In addition, the following defined terms have the meaning set forth in the indicated
Section:
6
Term Location
Acquiring Person
Section 1.1(g)
Agreement
Preamble
Company
Preamble
Company Indemnified Parties
Section 6.2
Company Services
Preamble
Cure Period
Section 8.2(a)
Disclosing Party
Section 4.1(a)
E*TRADE Securities
Preamble
End Date
Section 8.4
Execution Quality Committee
Section 2.3(c)
Force Majeure
Section 9.12
Indemnification Notice
Section 6.3