LeapFrog 2012 Annual Report Download - page 149

OTHER GENERAL INFORMATION
Section 16(A) Beneficial Ownership Reporting Compliance
Section 16(a) of the Exchange Act requires our directors and executive officers, and persons who own
more than ten percent of a registered class of our equity securities, to file with the SEC initial reports of
ownership and reports of changes in ownership of Class A common stock and other equity securities of
LeapFrog. Officers, directors and greater-than-ten percent stockholders are required by SEC regulation to
furnish us with copies of all Section 16(a) forms they file.
To our knowledge, based solely on a review of the copies of such reports furnished to us and written
representations that no other reports were required, during the fiscal year ended December 31, 2012, all
Section 16(a) filing requirements applicable to our officers, directors and greater-than-ten percent beneficial
owners were filed in a timely manner except for a late Form 3 filing on March 6, 2012, for Christopher
Spalding disclosing his initial statement of beneficial ownership in the Company’s stock after having been
appointed an executive officer of the Company on February 24, 2012.
Householding of Proxy Materials
The SEC has adopted rules that permit companies and intermediaries (e.g., brokers) to satisfy the
delivery requirements for proxy statements and annual reports, including Notices of Internet Availability of
Proxy Materials, with respect to two or more stockholders sharing the same address by delivering a single
Notice of Internet Availability of Proxy Materials or other proxy materials addressed to those stockholders.
This process, which is commonly referred to as ‘‘householding,’’ potentially means extra convenience for
stockholders and cost savings for companies.
This year, a number of brokers with account holders who are LeapFrog stockholders will be
‘‘householding’’ our proxy materials. A single Notice of Internet Availability of Proxy Materials or other proxy
materials may be delivered to multiple stockholders sharing an address unless contrary instructions have been
received from the affected stockholders. Once you have received notice from your broker that they will be
‘‘householding’’ communications to your address, ‘‘householding’’ will continue until you are notified
otherwise or you submit contrary instructions. If, at any time, you no longer wish to participate in
‘‘householding’’ and would prefer to receive a separate Notice of Internet Availability of Proxy Materials or
other proxy materials, you may: (1) notify your broker; (2) direct your written request to our Director of
Investor Relations, 6401 Hollis Street, Suite 100, Emeryville, California 94608 or to [email protected] or
(3) contact our Investor Relations department at [phone]. Stockholders who currently receive multiple
copies of the Notice of Internet Availability of Proxy Materials or other proxy materials at their addresses and
would like to request ‘‘householding’’ of their communications should contact their brokers. In addition, we
will promptly deliver, upon written or oral request to the address or telephone number above, a separate copy
of the Notice of Internet Availability of Proxy Materials to a stockholder at a shared address to which a single
copy of the documents was delivered.
Available Information
We will provide to any stockholder entitled to vote at our 2013 annual meeting, at no charge, a
copy of our 2012 Annual Report on Form 10-K for fiscal year 2012 filed with the SEC on March 11,
2013, including the financial statements and the financial statement schedules contained in the Form
10-K. We make our Annual Report on Form 10-K, as well as our other SEC filings, available free of charge
through the investor relations section of our website located at www.leapfroginvestor.com under ‘‘Financial
Information — SEC Filings’’ as soon as reasonably practicable after they are filed with or furnished to the
SEC. Information contained on or accessible through our website or contained on other websites is not
deemed to be part of this proxy statement. In addition, you may request a copy of the Annual Report on Form
10-K in writing by sending an e-mail request to our investor relations department, attention Karen Sansot, at
[email protected], calling [phone], or writing to Investor Relations at LeapFrog Enterprises, 6401
Hollis Street, Suite 100, Emeryville, California 94608.
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