LeapFrog 2012 Annual Report Download - page 106

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(12) Includes 536,249 shares of Class A common stock issuable to Mr. Barbour upon the exercise of options
that are exercisable within 60 days after March 31, 2013, and 6,250 shares of Class A common stock
issuable under restricted stock unit (‘‘RSU’’) awards that are scheduled to vest within 60 days after
March 31, 2013.
(13) Includes 79,378 shares presently held by the William and Carol Chiasson 1999 Family Trust, a revocable
trust of which Mr. Chiasson is a trustee, and 367,762 shares of Class A common stock issuable to
Mr. Chiasson upon the exercise of options that are exercisable within 60 days after March 31, 2013.
(14) Includes 366,689 shares of Class A common stock issuable to Mr. Dodd upon the exercise of options that
are exercisable within 60 days after March 31, 2013.
(15) Based solely on information provided by Mr. Etnyre to the Company on March 7, 2013.
(16) Includes 195,525 shares of Class A common stock issuable to Mr. Kalinske upon the exercise of options
that are exercisable within 60 days after March 31, 2013.
(17) Includes 1,167,893 shares of Class A common stock held by Mollusk Holdings as of March 31, 2013,
and 101,621 shares of Class A common stock issuable to Mr. Marinelli upon the exercise of options that
are exercisable within 60 days after March 31, 2013. Mr. Marinelli is the Vice President of Lawrence
Investments, which is one of the two managing members of Mollusk Holdings. These shares are also
reported as beneficially owned by Mr. Simon, as described in footnote 23 to this table. Mr. Marinelli
disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
(18) Includes 116,471 shares of Class A common stock issuable to Mr. Maron upon the exercise of options
that are exercisable within 60 days after March 31, 2013, and 20,000 shares of Class A common stock
issuable under RSU awards that are vested, provided that pursuant to the terms of the grant, the shares
will not be released by LeapFrog until three months following the expiration or termination of
Mr. Maron’s term on LeapFrog’s board of directors.
(19) Includes 116,135 shares of Class A common stock issuable to Mr. McKee upon the exercise of options
that are exercisable within 60 days after March 31, 2013, and 25,000 shares of Class A common stock
issuable under RSU awards that are vested, provided that pursuant to the terms of the grant, the shares
will not be released by LeapFrog until three months following the expiration or termination of
Mr. McKee’s term on LeapFrog’s board of directors.
(20) Includes 4,607 shares of Class A common stock issuable to Dr. Mitchell upon the exercise of options that
are exercisable within 60 days after March 31, 2013.
(21) Based solely on information provided in a Director Questionnaire, dated February 5, 2013, completed and
executed by Dr. Nagel.
(22) Includes 31,841 shares of Class A common stock issuable to Mr. Rissman upon the exercise of options
that are exercisable within 60 days after March 31, 2013.
(23) Based solely on information provided in a Director Questionnaire, dated February 5, 2013, completed and
executed by Mr. Simon. Includes 77,654 shares of Class A common stock presently held by the
Simon-Neben Family Trust, a revocable trust of which Mr. Simon is a trustee and 1,167,893 shares of
Class A common stock held by Mollusk Holdings as of March 31, 2013. Mr. Simon is the President of
Lawrence Investments, which is one of the two managing members of Mollusk Holdings. These shares
are also reported as beneficially owned by Mr. Marinelli, as described in footnote 17 to this table.
Mr. Simon disclaims beneficial ownership of these securities except to the extent of his pecuniary interest
therein.
(24) Includes 45,812 shares of Class A common stock issuable to Mr. Spalding upon the exercise of options
that are exercisable within 60 days after March 31, 2013.
(25) Includes 121,520 shares of Class A common stock issuable to Mr. Wang upon the exercise of options that
are exercisable within 60 days after March 31, 2013, and 20,000 shares of Class A common stock
issuable under RSU awards that are vested, provided that pursuant to the terms of the grant, the shares
will not be released by LeapFrog until three months following the expiration or termination of Mr.
Wang’s term on LeapFrog’s board of directors.
(26) Based on all existing executive officers and directors as a group. See footnotes 12 through 25 above, as
applicable. Includes 1,167,893 shares of Class A common stock held by Mollusk Holdings, as discussed
in footnotes 17 and 23 above, but such amount has been included only once in the calculation even
though it is attributed to two directors in the table.
14