Eversource 2013 Annual Report Download - page 134

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122
SECURITIES AUTHORIZED FOR ISSUANCE UNDER EQUITY COMPENSATION PLANS
The following table sets forth the number of NU common shares issuable under NU equity compensation plans, as well as their
weighted exercise price, as of December 31, 2013, in accordance with the rules of the SEC:
Plan Category
Number of securities to be
issued upon exercise of
outstanding options,
warrants and rights
(a)
Weighted-average exercise
price of outstanding
options, warrants and
rights
(b)
Number of securities remaining
available for future issuance
under equity compensation
plans (excluding securities
reflected in column (a))
(c)
Equity compensation plans
approved by security holders 3,048,243 $25.97 4,258,344
Equity compensation plans not
approved by security holders (d) — — —
Total
3,048,243
$25.97
4,258,344
(a) Includes 1,221,375 common shares to be issued upon exercise of options, 1,636,440 common shares for distribution of
restricted share units, and 190,428 performance shares issuable at target, all pursuant to the terms of our Incentive Plan.
(b) The weighted-average exercise price in Column (b) does not take into account restricted share units or performance shares,
which have no exercise price.
(c) Includes 817,754 common shares issuable under our Employee Share Purchase Plan II.
(d) All of our current compensation plans under which equity securities of NU are authorized for issuance have been approved by
shareholders of NU or the former shareholders of NSTAR.
Item 13. Certain Relationships and Related Transactions, and Director Independence
NU
Incorporated herein by reference is the information contained in the sections captioned "Trustee Independence" and "Certain
Relationships and Related Transactions" of NU’s definitive proxy statement for solicitation of proxies, expected to be filed with the SEC
on or about March 21, 2014.
NSTAR ELECTRIC, PSNH and WMECO
Certain information required by this Item 13 has been omitted for NSTAR Electric, PSNH and WMECO pursuant to Instruction I(2)(c) to
Form 10-K, Omission of Information by Certain Wholly-Owned Subsidiaries.
CL&P
The information required by this Item 13 for CL&P has been omitted from this report but is set forth in the Annual Report on
Form 10-K for 2013 filed with the SEC on a combined basis with NU on February 25, 2014. Such report is also available at the
Investors section at www.nu.com.
Item 14. Principal Accountant Fees and Services
NU
Incorporated herein by reference is the information contained in the section "Relationship with Independent Auditors" of NU’s definitive
proxy statement for solicitation of proxies, expected to be filed with the SEC on or about March 21, 2014.
CL&P, NSTAR ELECTRIC, PSNH and WMECO
The information required by this Item 14 for CL&P, NSTAR Electric, PSNH and WMECO has been omitted from this report but
is set forth in the Annual Report on Form 10-K for 2013 filed with the SEC on a combined basis with NU on February 25, 2014.
Such report is also available at the Investors section at www.nu.com.