Dillard's 2010 Annual Report Download - page 43

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ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
AND RELATED STOCKHOLDER MATTERS.
Equity Compensation Plan Information
Number of securities
Number of securities to be Weighted average available for future
issued upon exercise of exercise prices of issuance under equity
outstanding options outstanding options compensation plans(2)
Equity compensation plans
approved by shareholders(1) ....... 3,351,869 $25.80 7,547,451
Total ........................ 3,351,869 $25.80 7,547,451
(1) Included in this category are the following equity compensation plans, which have been approved
by the Company’s shareholders:
• 1998 Incentive and Nonqualified Stock Option Plan
• 2000 Incentive and Nonqualified Stock Option Plan
There are no non-shareholder approved plans. Balances presented in the table above are as of
January 29, 2011.
(2) This column excludes shares reflected under the column ‘‘Number of securities to be issued upon
exercise of outstanding options’’.
Additional information called for by this item is incorporated herein by reference to the
information under the headings ‘‘Principal Holders of Voting Securities’’ and ‘‘Security Ownership of
Management’’ in the Proxy Statement.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR
INDEPENDENCE.
The information called for by this item is incorporated herein by reference to the information
under the headings ‘‘Certain Relationships and Transactions’’ and ‘‘Information Regarding the Board
and its Committees’’ in the Proxy Statement.
ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES.
The information called for by this item is incorporated herein by reference to the information
under the heading ‘‘Independent Accountant Fees’’ in the Proxy Statement.
PART IV
ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES.
(a)(1) and (2) Financial Statements
An ‘‘Index of Financial Statements’’ has been filed as a part of this Report beginning on page F-1
hereof.
(a)(3) Exhibits and Management Compensatory Plans
An ‘‘Exhibit Index’’ has been filed as a part of this Report beginning on page E-1 hereof and is
herein incorporated by reference.
39