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Part IV
Item 15. Exhibits and Financial Statement Schedules.
(a)(1) The Registrant’s financial statements together with a separate table of contents are annexed hereto.
(2) Financial Statement Schedules are listed in the separate table of contents annexed hereto.
(3) Exhibits.
Incorporated by Reference Filed or
Furnished
Herewith
Exhibit
Number Exhibit Description Form Exhibit Filing Date
2.1 Acquisition Agreement, dated as of May 27, 2015, by and among
CA, Inc., Grand Prix Acquisition Corp., and Rally Software
Development Corp.
8-K 2.1 5/28/15
3.1 Restated Certificate of Incorporation. 8-K 3.3 03/09/06
3.2 By-Laws of the Company, as amended. 10-K 3.2 05/08/15
4.1 Stockholder Protection Rights Agreement, dated as of
November 30, 2015 (the “Rights Agreement”), between CA, Inc.
(the “Company”) and Computershare Trust Company, N.A., as
Rights Agent, including as Exhibit A the forms of Rights Certificate
and of Election to Exercise and as Exhibit B the form of Certificate
of Designation and Terms of the Participating Preferred Stock,
Class A of the Company.
8-K 4.1 12/01/15
4.2 Indenture dated June 1, 2008 between the Company and U.S. Bank
National Association, as trustee, relating to the senior debt
securities, the senior subordinated debt securities and the junior
subordinated debt securities, as applicable.
S-3 4.1 06/12/08
4.3 Officers’ Certificates dated November 13, 2009 establishing the
terms of the Company’s 5.375% Senior Notes due 2019 pursuant to
the Indenture dated June 1, 2008 (including the form of the Senior
Notes).
8-K 4.2 11/13/09
4.4 Officers’ Certificate dated August 16, 2013 establishing the terms of
the Company’s 2.875% Senior Notes due 2018 and 4.500% Senior
Notes due 2023 pursuant to the Indenture dated June 1, 2008
(including the forms of the Senior Notes).
8-K 4.2 08/16/13
4.5 Officers’ Certificate dated August 4, 2015 establishing the terms of
the Company’s 3.600% Senior Notes due 2020 pursuant to the
Indenture dated June 1, 2008 (including the form of the Senior
Notes).
8-K 4.2 08/04/15
10.1* CA, Inc. 2002 Incentive Plan (amended and restated effective as of
April 27, 2007).
10-K 10.9 05/30/07
10.2* CA, Inc. 2002 Compensation Plan for Non-Employee Directors. DEF 14A Exhibit C 07/26/02
10.3 Deferred Prosecution Agreement, including the related Information
and Stipulation of Facts.
8-K 10.1 09/22/04
10.4 Final Consent Judgment of Permanent Injunction and Other Relief,
including SEC complaint.
8-K 10.2 09/22/04
10.5* Form of Restricted Stock Unit Certificate under the CA, Inc. 2002
Incentive Plan.
10-Q 10.1 02/09/05
10.6* Form of Non-Qualified Stock Option Certificate under the CA, Inc.
2002 Incentive Plan.
10-Q 10.2 02/09/05
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