Amgen 2009 Annual Report Download - page 105

Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
AND RELATED STOCKHOLDER MATTERS
Securities Authorized for Issuance Under Existing Equity Compensation Plans
The following table sets forth certain information as of December 31, 2009 concerning our common stock
that may be issued under any form of award granted under all of our equity compensation plans approved by
stockholders and equity compensation plans not approved by stockholders in effect as of December 31, 2009
(including upon the exercise of options, pursuant to purchases of stock or upon vesting of awards of restricted
stock units or performance units).
(a) (b) (c)
Plan Category
Number of
Securities to be
Issued Upon
Exercise of
Outstanding
Options and Rights
Weighted
Average
Exercise Price
Outstanding
Options and
Rights
Number of
Securities Remaining
Available for Future
Issuance Under
Equity Compensation
Plans (Excluding
Securities Reflected
in Column (a))
Equity compensation plans approved by Amgen security
holders:
2009 Equity Incentive Plan(1) ...................... 10,797,273 $50.65 85,264,250
Amended and Restated 1991 Equity Incentive Plan(2) . . 22,987,958 $58.31 —
Amended and Restated Employee Stock Purchase
Plan(3) ...................................... — $ — 6,691,213
Total Approved Plans ......................... 33,785,231 $56.16 91,955,463
Equity compensation plans not approved by Amgen
security holders:
Amended and Restated 1993 Equity Incentive Plan(4) . . 342,071 $44.88 —
Amended and Restated 1999 Equity Incentive Plan(4) . . 12,371,992 $61.41 —
Amended and Restated 1997 Equity Incentive Plan(5) . . 1,394,661 $52.76 —
Amended and Restated 1997 Special Non-Officer
Equity Incentive Plan(6) ........................ 12,144,790 $64.35 —
Amended and Restated 1996 Incentive Stock Plan(7) . . . 320,365 $68.82 —
Amended and Restated 1999 Incentive Stock Plan(7) . . . 2,051,331 $64.33 —
Amended and Restated Assumed Avidia Equity
Plan(8) ...................................... 17,990 $ 2.00 —
Total Unapproved Plans ....................... 28,643,200 $62.24 —
Total All Plans ............................... 62,428,431 $59.50 91,955,463
(1) The number under column (a) with respect to this plan includes approximately 6.44 million shares issuable
upon the exercise of outstanding options with a weighted average exercise price of approximately $50.65,
approximately 3.43 million shares issuable upon the vesting of outstanding restricted stock units and
approximately 0.93 million shares issuable upon the vesting of outstanding performance units. The
performance units awarded in 2009 continue to be subject to performance goals and the maximum number
of units that could be earned is 200% of the units awarded in 2009. The number under column (c) with re-
spect to this plan represents the maximum number of shares that remain available for future issuance under
this plan. This number may fluctuate depending on the nature of the award granted. Shares that are subject
to awards of options or stock appreciation rights granted under the 2009 Plan will be counted against the
pool of available shares under the 2009 Plan as one (1) share for every one (1) share granted. Shares that are
subject to awards granted under the 2009 Plan other than options or stock appreciation rights will be counted
against the pool of available shares under the 2009 Plan as 1.9 shares for every one (1) share granted. Fur-
thermore, if any shares subject to an award under the 2009 Plan are forfeited or expire or an award under the
2009 Plan is settled for cash, then any shares subject to such award may, to the extent of such forfeiture,
93