Travelzoo 2009 Annual Report Download - page 11

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Security Ownership of Certain Beneficial Owners and Management
The following table shows the amount of our common stock beneficially owned as of March 31, 2010 by
(a) each director and nominee, (b) each named executive officer, (c) all executive officers and directors as a group,
and (d) each person known by the Company, as of December 31, 2009, to beneficially own more than 5% of the
outstanding shares of common stock of the Company. In general, shares “beneficially owned” include those shares a
person has or shares the power to vote, or the power to dispose of.
Beneficial Owner
Number of
Shares(1)
Percent
of Total(2)
Beneficial Ownership
Directors and Named Executive Officers
Holger Bartel .............................................. — —
Ralph Bartel(3) ............................................. 10,900,489 66.3%
David J. Ehrlich ............................................ — —
Wayne Lee . ............................................... 1,500 *
Christopher Loughlin ........................................ 12,540 *
Donovan Neale-May ......................................... — —
Max Rayner ............................................... — —
Shirley Tafoya ............................................. — —
Kelly M. Urso(4) ........................................... 17,725 *
Directors and executive officers as a group (9 persons)(4) ............. 10,932,254 66.5%
Persons Owning More Than 5% of Common Stock
JPMorgan Chase & Co.(5)..................................... 1,624,622 9.9%
270 Park Avenue
New York, New York 10017
* Less than 1%
(1) Except as otherwise indicated and subject to applicable community property laws, the persons named in the
table have sole voting and investment power with respect to all their shares of common stock.
(2) For each person and group indicated in this table, percentage ownership is calculated by dividing the number of
shares beneficially owned by such person or group by the sum of 16,443,828 shares of common stock
outstanding as of March 31, 2010, plus the number of shares of common stock that such person or group had the
right to acquire within 60 days after March 31, 2010.
(3) Ralph Bartel indirectly holds 100% of Azzurro Capital Inc., which is the holder of 10,900,489 shares, through
the Ralph Bartel 2005 Trust.
(4) Consists of options to purchase 17,725 shares which are currently exercisable or will be exercisable within
60 days of March 31, 2010.
(5) Based solely on information reported on a Schedule 13G/A filed with the SEC on January 22, 2010 by
JPMorgan Chase & Co. As of December 31, 2009, 1,624,622 shares were beneficially held by JPMorgan
Chase & Co. of which it possessed sole voting power to 1,504,751 shares and sole dispositive power to
1,622,522 shares.
Section 16(a) Beneficial Ownership Reporting Compliance
Under Section 16(a) of the Securities Exchange Act of 1934, the Company’s directors, executive officers and
the beneficial holders of more than 10% of the Company’s common stock are required to file reports of ownership
and changes in ownership with the SEC. Such directors, executive officers and beneficial holders of more than 10%
of the Company’s common stock are required by SEC regulations to furnish the Company with copies of all
Section 16(a) forms they file.
To the Company’s knowledge, based solely on a review of the copies of such forms furnished to the Company
or written representations from reporting persons, during fiscal 2009, all Section 16(a) filing requirements were
satisfied on a timely basis.
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