Southwest Airlines 2009 Annual Report Download - page 101

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Securities Authorized for Issuance under Equity Compensation Plans
The following table provides information as of December 31, 2009, regarding compensation plans
(including individual compensation arrangements) under which equity securities of the Company are authorized
for issuance.
Equity Compensation Plan Information
Plan Category
Number of Securities
to be Issued Upon
Exercise of
Outstanding Options,
Warrants, and
Rights
(a)
Weighted-Average
Exercise Price of
Outstanding Options,
Warrants, and
Rights*
(b)
Number of Securities
Remaining Available for
Future Issuance Under
Equity Compensation
Plans (Excluding
Securities Reflected
in Column (a))
(c)
Equity Compensation Plans Approved by
Security Holders ...................... 21,730,107 $14.88 10,312,687(1)
Equity Compensation Plans not Approved by
Security Holders ...................... 56,953,771 $13.91 9,684,414
Total .................................. 78,683,878 $14.18 19,997,101
* As adjusted for stock splits.
(1) Of these shares, 2,293,180 shares remained available under the Company’s 2007 Equity Incentive Plan for
issuance as a result of option exercises as well as in settlement of awards of restricted stock and restricted
stock units.
See Note 14 to the Consolidated Financial Statements for information regarding the material features of the
above plans. Each of the above plans provides that the number of shares with respect to which options may be
granted, and the number of shares of common stock subject to an outstanding option, shall be proportionately
adjusted in the event of a subdivision or consolidation of shares or the payment of a stock dividend on common
stock, and the purchase price per share of outstanding options shall be proportionately revised.
Item 13. Certain Relationships and Related Transactions, and Director Independence
The information required by this Item 13 will be set forth under the heading “Certain Relationships and
Related Transactions, and Director Independence” in the Proxy Statement for the Company’s 2010 Annual
Meeting of Shareholders and is incorporated herein by reference.
Item 14. Principal Accounting Fees and Services
The information required by this Item 14 will be set forth under the heading “Relationship with Independent
Auditors” in the Proxy Statement for the Company’s 2010 Annual Meeting of Shareholders and is incorporated
herein by reference.
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