SanDisk 2011 Annual Report Download - page 34

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following tables set forth certain information known to the Company regarding the ownership of
Common Stock as of February 24, 2012 by each Director and Named Executive Officer, all current Directors and
executive officers of the Company as a group and beneficial owners of 5% or more of the Common Stock.
The percentage of beneficial ownership in the tables below is based upon 242,807,257 shares of Common
Stock outstanding on February 24, 2012. For each individual, this percentage and the number of shares
beneficially owned includes Common Stock of which such individual has the right to acquire beneficial
ownership either on or within 60 days after February 24, 2012, including upon the exercise of a stock option or
the vesting of restricted stock units; however, such Common Stock will not be deemed outstanding for the
purpose of computing the percentage owned by any other individual. Unless otherwise indicated and subject to
applicable community property laws, the persons named in the following tables have sole voting and investment
power with respect to all shares of Common Stock.
The following table sets forth certain information about each Director and Named Executive Officer and all
current Directors and executive officers of the Company as a group as of February 24, 2012:
Beneficial Ownership
Name or Group of Beneficial Owners
Number of
Shares Percentage Owned
James F. Brelsford (1) .................................................. 67,136 *
Judy Bruner (2) ....................................................... 499,604 *
Yoram Cedar (3) ...................................................... 127,297 *
Kevin DeNuccio (4) ................................................... 25,000 *
Irwin Federman (5) .................................................... 107,840 *
Steven J. Gomo (6) .................................................... 69,962 *
Eddy W. Hartenstein (7) ................................................ 82,130 *
Dr. Chenming Hu (8) .................................................. 48,155 *
Catherine P. Lego (9) .................................................. 442,294 *
Michael E. Marks (10) .................................................. 69,250 *
Sanjay Mehrotra (11) ................................................... 890,309 *
Sumit Sadana (12) ..................................................... 8,122 *
All current directors and executive officers as a group (11 persons) (13) ........... 2,309,802 *
* Less than 1% of the outstanding Common Stock.
(1) Includes 65,080 shares subject to outstanding options granted to Mr. Brelsford, which were exercisable on
February 24, 2012 or within 60 days after that date.
(2) Includes 31,004 shares held in the name of a trust for the benefit of Ms. Bruner and her spouse. Also
includes 468,600 shares subject to outstanding options granted to Ms. Bruner, which were exercisable on
February 24, 2012 or within 60 days after that date.
(3) Includes 3,556 shares held in the name of a trust for the benefit of Mr. Cedar and his spouse. Also includes
103,815 shares subject to outstanding options granted to Mr. Cedar, which were exercisable on February 24,
2012 or within 60 days after that date. Mr. Cedar resigned as Executive Vice President and Chief
Technology Officer, effective December 31, 2011, and his vested stock options, including those that vested
pursuant to the terms of his separation agreement, will terminate on April 30, 2012 to the extent not
exercised prior to such date.
(4) Includes 25,000 shares subject to immediately exercisable options granted to Mr. DeNuccio, but some of
the shares subject to those options are currently unvested and would, if exercised, be subject to a repurchase
right of the Company that lapses over time. Excludes 10,715 restricted stock units that will not vest on
February 24, 2012 or within 60 days of that date.
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