SanDisk 2007 Annual Report Download - page 23

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Barney Fund Management LLC (“SBFM”), CA reported that it had shared voting power over
12,607,168 shares of Common Stock and shared dispositive power over 15,524,956 shares of Common
Stock, and SBFM reported that it had shared voting and dispositive power over 209,091 shares of Common
Stock.
(3) Comprised of 13,346 shares held in the name of a trust for the benefit of Ms. Bruner and her spouse. Also
includes 464,687 shares subject to outstanding options and 12,500 restricted stock units granted to Ms. Bruner,
which were exercisable, in the case of options, or vested, in the case of restricted stock units, on February 15,
2008 or within 60 days after that date. Excludes 25,000 restricted stock units that will not vest on February 15,
2008 or within 60 days after that date.
(4) Includes 12,969 shares held in the name of a trust for the benefit of Mr. Cedar and his spouse. Also includes
497,625 shares subject to outstanding options and 6,250 restricted stock units granted to Mr. Cedar, which
were exercisable, in the case of options, or vested, in the case of restricted stock units, on February 15, 2008 or
within 60 days after that date. Excludes 12,500 restricted stock units that will not vest on February 15, 2008 or
within 60 days after that date.
(5) Includes 18,750 shares subject to immediately exercisable options granted to Mr. Federman, but some of the
shares subject to those options are currently unvested and would, if purchased, be subject to a repurchase right
of the Company that lapses over time. Excludes 1,842 restricted stock units that will not vest on February 15,
2008 or within 60 days of that date.
(6) Includes 31,250 shares subject to immediately exercisable options granted to Mr. Gomo, but some of the
shares subject to those options are currently unvested and would, if purchased, be subject to a repurchase right
of the Company that lapses over time. Excludes 5,118 shares restricted stock units that will not vest on
February 15, 2008 or within 60 days after that date.
(7) Includes 2,861,602 shares held in the name of a trust for the benefit of Dr. Harari and his spouse. Also includes
2,206,810 shares subject to outstanding options and 25,000 restricted stock units granted to Dr. Harari, which
were exercisable, in the case of options, or vested, in the case of restricted stock units, on February 15, 2008, or
within 60 days after that date. Also includes 100,404 shares held in the name of a trust for the benefit of his
children. Excludes 50,000 restricted stock units that will not vest on February 15, 2008 or within 60 days after
that date.
(8) Includes 37,500 shares subject to immediately exercisable options granted to Mr. Hartenstein, but some of the
shares subject to those options are currently unvested and would, if purchased, be subject to a repurchase right
of the Company that lapses over time. Excludes 4,908 restricted stock units that will not vest on February 15,
2008 or within 60 days after that date.
(9) Includes 283,580 shares held in the name of a trust of which Ms. Lego is the trustee. Also includes
116,750 shares subject to immediately exercisable options granted to Ms. Lego, but some of the shares subject
to those options are currently unvested and would, if purchased, be subject to a repurchase right of the
Company that lapses over time. Excludes 1,842 restricted stock units that will not vest on February 15, 2008 or
within 60 days after that date.
(10) Includes 1,338 shares held in the name of a trust for the benefit of Mr. Marks and his spouse, 70,000 shares
held by limited liability companies controlled by Mr. Marks, 6,000 shares held in the name of a trust for the
benefit of his son and 6,000 shares held in the name of a trust for the benefit of his daughter. Also includes
114,750 shares subject to immediately exercisable options granted to Mr. Marks, but some of the shares
subject to those options would, if exercised, be subject to a repurchase right of the Company that lapses over
time. Excludes 1,842 restricted stock units that will not vest on February 15, 2008 or within 60 days after that
date.
(11) Includes 69,604 shares held in the name of a trust for the benefit of Mr. Mehrotra and his spouse. Also includes
730,434 shares subject to outstanding options and 46,250 restricted stock units granted to Mr. Mehrotra, which
were exercisable, in the case of options, or vested, in the case of restricted stock units, on February 15, 2008 or
within 60 days after that date. Excludes 75,000 restricted stock units that will not vest on February 15, 2008 or
within 60 days after that date.
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