SanDisk 2007 Annual Report Download - page 22

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SECURITY OWNERSHIP OF CERTAIN
BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
The following table sets forth certain information regarding the ownership of the Company’s Common Stock
as of February 15, 2008 by (i) all persons known by the Company, based solely on inspection of 13G filings made
with the SEC, to be beneficial owners of five percent (5%) or more (as set forth in the Beneficial Ownership Table
included below) of its outstanding Common Stock, (ii) each Director of the Company, (iii) the Named Executive
Officers (as defined below under “Compensation Discussion and Analysis”), and (iv) all current executive officers
and Directors of the Company as a group. Unless otherwise indicated, the principal address of each of the
stockholders below is c/o SanDisk Corporation, 601 McCarthy Boulevard, Milpitas, California 95035.
Unless otherwise indicated and pursuant to applicable community property laws, the persons named in the
following table have sole voting and investment power with respect to all shares of Common Stock. The number of
shares beneficially owned includes Common Stock of which such individual has the right to acquire beneficial
ownership either currently or within 60 days after February 15, 2008, including, but not limited to, upon the exercise
of a stock option.
Percentage of beneficial ownership is based upon 224,590,319 shares of Common Stock outstanding on
February 15, 2008. For each individual, this percentage includes Common Stock of which such individual has the
right to acquire beneficial ownership either currently or within sixty (60) days after February 15, 2008, including,
but not limited to, upon the exercise of a stock option; however, such Common Stock will not be deemed
outstanding for the purpose of computing the percentage owned by any other individual. Such calculation is
required by General Rule 13d-3(d)(1)(i) under the Securities Exchange Act of 1934, as amended.
Name or Group of Beneficial Owners
Number of
Shares
Percentage Owned
(%)
Amount and Nature of Beneficial
Ownership
Entities Controlled by Capital Group International, Inc.(1) ........ 32,556,390 14.50
Entities Controlled by ClearBridge Advisors, LLC(2) ........... 15,524,956 6.91
Judy Bruner(3) . . . ..................................... 490,533 *
Yoram Cedar(4) . . ..................................... 520,430 *
Irwin Federman(5) ..................................... 94,432 *
Steven J. Gomo(6) ..................................... 34,528 *
Dr. Eli Harari(7) . . ..................................... 5,211,045 2.32
Eddy W. Hartenstein(8).................................. 41,906 *
Catherine P. Lego(9) .................................... 407,136 *
Michael E. Marks(10) ................................... 198,088 *
Sanjay Mehrotra(11) .................................... 846,288 *
Dr. James D. Meindl(12)................................. 130,677 *
Dr. Randhir Thakur(13) ................................. 186,029 *
All directors and current executive officers as a group
(11 persons)(14) ..................................... 8,161,092 3.63
* Less than 1% of the outstanding Common Stock.
(1) The principal address of Capital Group International, Inc. (“CGII”) is 11100 Santa Monica Blvd., Los
Angeles, California 90025. Pursuant to a joint Schedule 13G/A filed with the SEC on February 1, 2008 by and
on behalf of CGII, Capital Guardian Trust Company (“CGTC”) and Capital International Limited (“CIL”),
CGII reported that it had sole voting power over 27,464,350 shares of Common Stock and sole dispositive
power over 32,556,390 shares of Common Stock, and CIL reported that it had sole voting power over
11,912,050 shares of Common Stock and sole dispositive power over 12,950,820 shares of Common Stock.
(2) The principal address of ClearBridge Advisors, LLC (“CA”) is 399 Park Avenue, New York, New York 10022.
Pursuant to a joint Schedule 13G/A filed with the SEC February 14, 2008 by and on behalf of CA and Smith
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