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SanDisk Corporation
48
ITEM 14. EXHIBITS, FINANCIAL STATEMENT
SCHEDULES, AND REPORTS ON FORM 8-K
(a) Documents filed as part of this report
1) All financial statements
Index to Financial Statements Page
Report of Ernst & Young LLP, Independent Auditors. 33
Consolidated Balance Sheets. . . . . . . . . . . . . . . . . . . . 34
Consolidated Statements of Income . . . . . . . . . . . . . . 35
Consolidated Statements of Stockholders Equity. . . . . 36
Consolidated Statements of Cash Flows . . . . . . . . . . . 37
Notes to Consolidated Financial Statements . . . . . . . . 38
2) Financial statement schedules
Index to Financial Statements Schedules Page
Financial Statement Schedules
II. Valuation and Qualifying Accounts. . . . . . . . . . . . 51
All other schedules have been omitted because the required
information is not present or not present in amounts suffi-
cient to require submission of the schedules, or because the
information required is included in the consolidated financial
statements or notes thereto.
3) Exhibits required by Item 601 of Regulation S-K
Exhibit Number / Exhibit Title
3.1 Certificate of Incorporation of the Registrant,
as amended to date.2
3.2 Form of Amended and Restated Certificate of
Incorporation of the Registrant.2
3.3 Bylaws of the Registrant, as amended.2
3.4 Form of Amended and Restated Bylaws of the
Registrant.2
3.5 Certificate of Designation for the Series A Junior
Participating Preferred Stock, as filed with the
Delaware Secretary of State on April 24, 1997.4
4.1 Reference is made to Exhibits 3.1, 3.2, 3.3 and 3.4.2
4.3 Amended and Restated Registration Rights
Agreement, among the Registrant and the investors
and founders named therein, dated March 3, 1995.2
4.5 Series F Preferred Stock Purchase Agreement between
Seagate Technology, Inc. and the Registrant, dated
January 15, 1993.2
4.8 Rights Agreement, dated as of April 18, 1997,
between the Company and Harris Trust and
Savings Bank.4
9.1 Amended and Restated Voting Agreement, among the
Registrant and the investors named therein, dated
March 3, 1995.2
10.10 License Agreement between the Registrant and
Dr. Eli Harari, dated September 6, 1988.2
10.13 1989 Stock Benefit Plan.2
10.14 1995 Stock Option Plan.2
10.15 Employee Stock Purchase Plan.2
10.16 1995 Non-Employee Directors Stock Option Plan.2
10.18 Lease Agreement between the Registrant and G.F.
Properties, dated March 1, 1996.3
10.21 Amendment to Lease Agreement between the
Registrant and G.F. Properties, dated April 3, 1997.5
10.23 Foundry Venture Agreement between the Registrant
and United Microelectronics Corporation, dated
June 27, 1997.1, 6
10.24 Written Assurances Re: Foundry Venture Agreement
between the Registrant and United Microelectronics
Corporation, dated September 13, 1995.1, 6
10.25 Side Letter between Registrant and United
Microelectronics Corporation, dated May 28, 1997.1, 6
10.27 Clarification letter with regards to Foundry Venture
Agreement between the Registrant and United
Microelectronics Corporation dated October 24, 1997.7
10.28 Lease Agreement between the Registrant and G.F.
Properties, dated June 10, 1998.8
10.29 Trade Finance Agreement between the Registrant and
Union Bank of California, dated July 15, 1998.9
21.1 Subsidiaries of the Registrant.
23.1 Consent of Ernst & Young, LLP, Independent
Auditors
27.1 Financial Data Schedule for the year ended
December 31, 1998. (In EDGAR format only)
1. Confidential treatment granted as to certain portions of these exhibits.
2. Previously filed as an Exhibit to the Registrant’s Registration Statement on
Form S-1 (No. 33-96298).
3. Previously filed as an Exhibit to the Registrant’s 1995 Annual Report on
Form 10-K.
4. Previously filed as an Exhibit to the Registrant’s Current Report on Form
8-K/A dated April 18, 1997.
5. Previously filed as an Exhibit to the Registrant’s Form 10-Q for the quarter
ended June 30, 1997.
6. Previously filed as an Exhibit to the Registrant’s Current Report on form 8-
K dated October 16, 1997.
7. Previously filed as an Exhibit to the Registrant’s Form 10-Q for the quarter
ended September 30, 1997.
8. Previously filed as an Exhibit to the Registrant’s Form 10-Q for the quarter
ended June 30, 1998.
9. Previously filed as an Exhibit to the Registrant’s Form 10-Q for the quarter
ended September 30, 1998.
Part IV
PA RT FOUR