Rayovac 2008 Annual Report Download - page 120

Table of Contents
Index to Financial Statements
person or entity named in the table has sole voting and investment power with respect to all shares of Common Stock shown as beneficially owned by them,
subject to applicable community property laws. The percentage of beneficial ownership set forth below is based upon 52,839,051 shares of Common Stock
issued and outstanding as of the close of business on December 8, 2008. In computing the number of shares of Common Stock beneficially owned by a person
and the percentage ownership of that person, shares of Common Stock that are subject to options held by that person that are currently exercisable or exercisable
within 60 days of December 8, 2008, are deemed outstanding. These shares are not, however, deemed outstanding for the purpose of computing the percentage
ownership of any other person. Unless otherwise noted below, the address of each beneficial owner listed in the table is c/o Spectrum Brands, Inc., 6 Concourse
Parkway, Suite 3300, Atlanta, Georgia 30328.
Names and Address of Beneficial Owner
Number of
Shares
Number of
Shares Subject
to Options(1) Percent
5% Shareholders
Cookie Jar Parties
860 Canal Street, 3rd Floor,
Stamford, CT 06902 5,462,302(2) — 10.34%
Deutsche Bank Aktiengesellschaft
Taunusanlage 12
60235 Frankfurt am Main, Germany 5,162,563(3) 9.77%
Artis Capital Management, L.P.
One Market Plaza
Spear Street Tower
Suite 1700
San Francisco, CA 94105 5,098,695(4) — 9.65%
Adage Capital Partners
200 Clarendon Street
52nd Floor
Boston, MA 02116 3,824,486(5) — 7.24%
Directors and Named Executive Officers Serving at December 8, 2008:
Kent J. Hussey 676,284(6) 149,700 1.56%
Anthony L. Genito 130,359(7) — *
John A. Heil 326,167(8) — *
David R. Lumley 281,874(9) — *
Thomas R. Shepherd 34,544(10) 5,000 *
John S. Lupo 30,629(11) 8,000 *
William P. Carmichael 33,129(12) 10,000 *
Barbara S. Thomas 28,129(13) 10,000 *
John D. Bowlin 41,129(14) — *
All current directors and executive officers of the Company as a group (9 persons) 1,582,244(15) 182,700 3.33%
Named Executive Officers Not Serving at December 8, 2008:
Amy J. Yoder 152,385(16) — *
* Indicates less than 1% of the total number of outstanding shares of our Common Stock.
(1) Reflects the number of shares issuable upon the exercise of options exercisable within 60 days of December 8, 2008.
(2) Based on information set forth in a Schedule 13G filed with the SEC on September 5, 2008 on behalf of Cookie Jar LLC (“Cookie Jar”) and David B.
Williams (together with Cookie Jar, the “Cookie Jar Parties”) share voting and dispositive power over 5,462,302 shares of Common Stock and may be
deemed to beneficially own all of such shares.
115
Source: Spectrum Brands, Inc, 10-K, December 10, 2008