Fannie Mae 2005 Annual Report Download - page 219

Name and Position
Common Stock
Beneficially Owned
Excluding Stock Options
Stock Options
Exercisable or Other Shares
Obtainable Within 60 Days
of March 31, 2007
(2)
Total
Common Stock
Beneficially Owned
Amount and Nature of Beneficial Ownership
(1)
Bridget Macaskill
(9)
. . . . . . . . . . . . . . . . . . 1,062 0 1,062
Director
Daniel Mudd
(10)
. . . . . . . . . . . . . . . . . . . . . 411,157 570,718 981,875
President and Chief Executive Officer
Peter Niculescu
(11)
. . . . . . . . . . . . . . . . . . . 146,945 177,487 324,432
Executive Vice President—Capital Markets
Joe Pickett
(12)
. . . . . . . . . . . . . . . . . . . . . . 11,786 30,000 41,786
Director
Leslie Rahl
(13)
. . . . . . . . . . . . . . . . . . . . . . 3,281 3,333 6,614
Director
Greg Smith
(14)
. . . . . . . . . . . . . . . . . . . . . . 1,612 333 1,945
Director
Patrick Swygert
(15)
. . . . . . . . . . . . . . . . . . . 3,534 9,833 13,367
Director
Michael Williams
(16)
. . . . . . . . . . . . . . . . . . 230,088 269,589 499,677
Executive Vice President and Chief
Operating Officer
John Wulff
(17)
. . . . . . . . . . . . . . . . . . . . . . 1,887 1,000 2,887
Director
All directors and executive officers as a
group (22 persons)
(18)
. . . . . . . . . . . . . . . 1,752,208 1,939,245 3,691,453
(1)
Beneficial ownership is determined in accordance with the rules of the SEC for computing the number of shares of
common stock beneficially owned by each person and the percentage owned. Holders of restricted stock have no
investment power but have sole voting power over the shares and, accordingly, these shares are included in this table.
Holders of shares through our Employee Stock Ownership Plan, or ESOP, have sole voting power over the shares so
these shares are also included in this table. Holders of shares through our ESOP generally have no investment power
unless they are at least 55 years of age and have at least 10 years of participation in the ESOP. Additionally, although
holders of shares through our ESOP have sole voting power through the power to direct the trustee of the plan to vote
their shares, to the extent some holders do not provide any direction as to how to vote their shares, the plan trustee
may vote those shares in the same proportion as the trustee votes the shares for which the trustee has received direc-
tion. Holders of stock options have no investment or voting power over the shares issuable upon the exercise of the
options until the options are exercised.
(2)
These shares are issuable upon the exercise of outstanding stock options, except for 1,284 shares of deferred stock
held by Mr. Williams, which he could obtain within 60 days in certain circumstances.
(3)
Mr. Ashley’s shares include 1,200 shares held by his spouse and 650 shares of restricted stock.
(4)
Mr. Beresford’s shares consist of restricted stock.
(5)
Ms. Gaines’ shares consist of restricted stock.
(6)
Ms. Horn’s shares consist of restricted stock.
(7)
Mr. Levin’s shares consist of 253,701 shares held jointly with his spouse and 195,152 shares of restricted stock.
(8)
Mr. Lund’s shares include 3,911 shares held jointly with his spouse, 661 shares held through our ESOP, and
68,999 shares of restricted stock.
(9)
Ms. Macaskill’s shares include 650 shares of restricted stock.
(10)
Mr. Mudd’s shares include 297,026 shares of restricted stock. Mr. Mudd must continue to hold 35,301 of these shares
after vesting, net of any shares withheld to pay withholding tax liability upon vesting, until his employment with Fan-
nie Mae is terminated. The reported amount does not include 31,901 restricted stock units held by Mr. Mudd.
(11)
Mr. Niculescu’s shares include 47,541 shares held jointly with his spouse, 232 shares held through our ESOP, and
86,354 shares of restricted stock.
(12)
Mr. Pickett’s shares include 650 shares of restricted stock.
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