El Pollo Loco 2015 Annual Report Download - page 109

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Table of Contents
Equity Compensation Plan Information
The following table sets forth information, as of December 31, 2014, about outstanding awards and shares of common stock available for future
awards under our equity compensation plans under which our equity securities are authorized. We have not made any grants of common stock
outside of our equity compensation plans. All awards have been approved by our security holders.
Beneficial Ownership
The table below sets forth the beneficial ownership information for our common stock as of February 28, 2014, for: (i) each of our named
executive officers, (ii) each of our directors, (iii) all of our executive officers and directors as a group, and (iv) each person known to us to be the
beneficial owner of more than 5% of our shares of common stock.
Unless otherwise noted below, the address for each person listed below is 3535 Harbor Boulevard, Suite 100, Costa Mesa, California 92626. We
have determined beneficial ownership in accordance with the rules of the SEC. Except as indicated by the footnotes below, we believe, based on
the information furnished to us, that the persons named below have sole voting and investment power with respect to all shares of common stock
that they beneficially own, subject to applicable community property laws. We have based our calculations on 37,420,450 shares outstanding as
of February 28, 2015.
In computing the number of shares of common stock beneficially owned by a person and the percentage ownership of that person, we deemed
outstanding shares subject to options or restricted stock units held by that
105
ITEM 12.
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED
STOCKHOLDER MATTERS
(a)
(b)
(c)
Plan Category
Number of Securities to Be
Issued upon Exercise of
Outstanding Options,
Warrants, and Rights
Weighted
-
Average Exercise
Price of Outstanding
Options, Warrants, and
Rights
Number of Securities
Remaining Available
for Future Issuance
Under Equity
Compensation Plans
(Excluding
Securities Reflected
in Column (a))
Equity compensation plans approved
by security holders
3,070,176
$
6.25
834,763
Equity compensation plans not
approved by security holders
—
—
—
Total
3,070,176
$
6.25
834,763