Computer Associates 2006 Annual Report Download - page 103

Download and view the complete annual report

Please find page 103 of the 2006 Computer Associates annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 172

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • 152
  • 153
  • 154
  • 155
  • 156
  • 157
  • 158
  • 159
  • 160
  • 161
  • 162
  • 163
  • 164
  • 165
  • 166
  • 167
  • 168
  • 169
  • 170
  • 171
  • 172

INFORMATION REGARDING BENEFICIAL OWNERSHIP OF PRINCIPAL
STOCKHOLDERS, THE BOARD AND MANAGEMENT
The following table sets forth information, based on data provided to the Company, with respect to beneficial
ownership of shares of the Company’s common stock as of July 5, 2006 for (1) each person known by the Company
to beneficially own more than five percent of the outstanding shares of Common Stock, (2) each director of the
Company, (3) the Named Executive Officers, and (4) all directors and executive officers of the Company as a group.
Name and Address of Beneficial Owner
Number of
Shares
Beneficially
Owned
(1)
Percent of
Class
Holders of More Than 5%:
Walter H. Haefner
(2)
................................................ 125,813,380 22.07%
Careal Holding AG
Utoquai 49
8022 Zurich, Switzerland
Private Capital Management, L.P
.(3)
.................................... 83,578,757 14.66%
8889 Pelican Bay Boulevard
Suite 500
Naples, FL 34108
Hotchkis and Wiley Capital Management, LLC
(4)
.......................... 65,977,808 11.58%
725 S. Figueroa Street, 39th Floor
Los Angeles, CA 90017
NWQ Investment Company, LLC
(5)
.................................... 41,616,371 7.30%
2049 Century Park East, 4th Floor
Los Angeles, CA 90067
Directors:
Kenneth D. Cron
(6)(7)
............................................. 210,786 *
Alfonse M. D’Amato
(6)
............................................ 100,250 *
Gary J. Fernandes
(6)
.............................................. 1,125 *
Robert E. La Blanc
(6)
............................................. 7,750 *
Christopher B. Lofgren
(6)
.......................................... — *
Jay W. Lorsch
(6)
................................................. 6,750 *
William E. McCracken
(6)
.......................................... — *
Lewis S. Ranieri
(6)
............................................... 174,050 *
Walter P. Schuetze
(6)
.............................................. 14,250 *
John A. Swainson................................................ 313,230 *
Laura S. Unger
(6)
................................................ — *
Renato Zambonini
(6)
.............................................. — *
Named Executive Officers (Non-Directors):
Russell Artzt ................................................... 2,374,930 *
Michael Christenson
(8)
............................................ 55,497 *
Jeff Clarke ..................................................... 23,096 *
Greg Corgan
(9)
.................................................. 194,503 *
Gary Quinn .................................................... 873,801 *
All Directors and Executive Officers as a Group (26 persons) ................. 5,081,258 0.89%
* Represents less than 1% of the outstanding Common Stock.
(1) Except as indicated below, all persons have represented to the Company that they exercise sole voting and investment power with respect to
their shares. The amounts shown in this column include the following shares of Common Stock issuable upon exercise of stock options that
either are currently exercisable or will become exercisable within 60 days after July 5, 2006: Mr. Cron 164,388; Mr. D’Amato 20,250;
83