Charles Schwab 2014 Annual Report Download - page 118

THE CHARLES SCHWAB CORPORATION
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Exhibit
Number Exhibit
4.2 Neither the Registrant nor its subsidiaries are parties to any instrument with respect to long-term debt
for which securities authorized thereunder exceed 10% of the total assets of the Registrant and its
subsidiaries on a consolidated basis. Copies of instruments with respect to long-term debt of lesser
amounts will be provided to the SEC upon request.
10.4 Form of Release Agreement dated as of March 31, 1987 among BAC, Registrant, Schwab Holdings,
Inc., Charles Schwab & Co., Inc. and former shareholders of Schwab Holdings, Inc., filed as the
identically-numbered exhibit to Registrant’s Registration Statement No. 33-16192 on Form S-1 and
incorporated herein by reference.
10.57 Registration Rights and Stock Restriction Agreement, dated as of March 31, 1987, between the
Registrant and the holders of the Common Stock, filed as Exhibit 4.23 to Registrant’s Registration
Statement No. 33-16192 on Form S-1 and incorporated herein by reference.
10.72 Restatement of Assignment and License, as amended January 25, 1988, among Charles Schwab & Co.,
Inc., Charles R. Schwab and the Registrant.
10.271 The Charles Schwab Corporation Directors’ Deferred Compensation Plan, as amended through
December 8, 2004.
(2)
10.272 The Charles Schwab Corporation Deferred Compensation Plan, as amended through December 8,
2004.
(2)
10.302 The Charles Schwab Corporation 2001 Stock Incentive Plan, as amended and restated as of
December 12, 2007, filed as Exhibit 10.302 to the Registrant’s Form 10-K for the year ended
December 31, 2012, and incorporated herein by reference.
(2)
10.314 Employment Agreement dated as of March 13, 2008, between the Registrant and Charles R. Schwab,
filed as Exhibit 10.314 to the Registrant’s Form 10-Q for the quarter ended March 31, 2013, and
incorporated herein by reference.
(2)
10.317 Form of Notice and Nonqualified Stock Option Agreement for Walter W. Bettinger under The Charles
Schwab Corporation 2004 Stock Incentive Plan dated October 1, 2008, filed as Exhibit 10.317 to the
Registrant’s Form 10-Q for the quarter ended September 30, 2013, and incorporated herein by
reference.
(2)
10.322 The Charles Schwab Corporation Deferred Compensation Plan II, as amended and restated as of
October 23, 2008, filed as Exhibit 10.322 to the Registrant’s Form 10-K for the year ended
December 31, 2013, and incorporated herein by reference.
(2)
10.331 The Charles Schwab Corporation Corporate Executive Bonus Plan, restated to include amendments
approved at the Annual Meeting of Stockholders on May 13, 2010, filed as Exhibit 10.331 to the
Registrant’s Form 10-Q for the quarter ended June 30, 2010, and incorporated herein by reference.
(2)
10.338 The Charles Schwab Corporation 2004 Stock Incentive Plan, as approved at the Annual Meeting of
Stockholders on May 17, 2011, filed as Exhibit 10.338 to the Registrant’s Form 10-Q for the quarter
ended June 30, 2011, and incorporated herein by reference.
(2)
10.349 The Charles Schwab Severance Pay Plan, as Amended and Restated Effective May 1, 2012, filed as
Exhibit 10.349 to the Registrant’s Form 10-Q for the quarter ended June 30, 2012, and incorporated
herein by reference.
(2)
10.351 Summary of Non-Employee Director Compensation, filed as Exhibit 10.351 to the Registrant’s
Form 10-K for the year ended December 31, 2012, and incorporated herein by reference.
(2)