Alcoa 2015 Annual Report Download - page 195

PART IV
Item 15. Exhibits, Financial Statement Schedules.
(a) The consolidated financial statements and exhibits listed below are filed as part of this report.
(1) The Company’s consolidated financial statements, the notes thereto and the report of the
Independent Registered Public Accounting Firm are on pages 90 through 168 of this report.
(2) Financial statement schedules have been omitted because they are not applicable, not required,
or the required information is included in the consolidated financial statements or notes thereto.
(3) Exhibits.
Exhibit
Number Description*
2. Share Purchase Agreement, dated as of June 25, 2014, by and among Alcoa Inc., Alcoa IH Limited, FR
Acquisition Corporation (US), Inc., FR Acquisitions Corporation (Europe) Limited, FR Acquisition
Finance Subco (Luxembourg), S.à.r.l. and Oak Hill Capital Partners III, L.P. and Oak Hill Capital
Management Partners III, L.P., collectively in their capacity as the Seller Representative, incorporated
by reference to exhibit 2.1 to the Company’s Current Report on Form 8-K dated June 26, 2014.
3(a). Articles of the Registrant, as amended effective September 22, 2014, incorporated by reference to
exhibit 3(a) to the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30,
2014.
3(b). By-Laws of the Registrant, as amended effective as of February 5, 2016, incorporated by reference to
exhibit 3 to the Company’s Current Report on Form 8-K dated February 4, 2016.
4(a). Articles. See Exhibit 3(a) above.
4(b). By-Laws. See Exhibit 3(b) above.
4(c). Form of Indenture, dated as of September 30, 1993, between Alcoa Inc. and The Bank of New York
Trust Company, N.A., as successor to J. P. Morgan Trust Company, National Association (formerly
Chase Manhattan Trust Company, National Association), as successor Trustee to PNC Bank, National
Association, as Trustee (undated form of Indenture incorporated by reference to exhibit 4(a) to
Registration Statement No. 33-49997 on Form S-3).
4(c)(1). First Supplemental Indenture, dated as of January 25, 2007, between Alcoa Inc. and The Bank of New
York Trust Company, N.A., as successor to J.P. Morgan Trust Company, National Association
(formerly Chase Manhattan Trust Company, National Association), as successor Trustee to PNC Bank,
National Association, as Trustee, incorporated by reference to exhibit 99.4 to the Company’s Current
Report on Form 8-K (Commission file number 1-3610) dated January 25, 2007.
4(c)(2). Second Supplemental Indenture, dated as of July 15, 2008, between Alcoa Inc. and The Bank of New
York Mellon Trust Company, N.A., as successor in interest to J. P. Morgan Trust Company, National
Association (formerly Chase Manhattan Trust Company, National Association, as successor to PNC
Bank, National Association), as Trustee, incorporated by reference to exhibit 4(c) to the Company’s
Current Report on Form 8-K (Commission file number 1-3610) dated July 15, 2008.
4(d). Form of 5.55% Notes Due 2017, incorporated by reference to exhibit 4(d) to the Company’s Annual
Report on Form 10-K (Commission file number 1-3610) for the year ended December 31, 2008.
4(e). Form of 5.90% Notes Due 2027, incorporated by reference to exhibit 4(d) to the Company’s Annual
Report on Form 10-K (Commission file number 1-3610) for the year ended December 31, 2008.
171