Alaska Airlines and Horizon Air 2012 Annual Report Download - page 84

SECURITIES OWNERSHIP
SECURITIES OWNERSHIP
OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
This table shows how much Company common stock is owned as of March 22, 2013, by (a) each
director and nominee, (b) each of the Company’s executive officers named in the Summary
Compensation Table, and (c) all executive officers as a group. Except as otherwise indicated and
subject to applicable community property laws, the persons named in the table below have sole voting
and investment power with respect to all shares of common stock beneficially owned.
Securities Ownership of Management
Name
Number of Shares
of Common
Stock Owned(1)
Options
Exercisable
within
60 Days
Total
Shares
Beneficially
Owned(2)
Percent of
Outstanding
Shares(3)
William S. Ayer 113,780 136,380 250,160 *
Patricia M. Bedient 16,836 — 16,836 *
Marion C. Blakey 3,270 — 3,270 *
Phyllis J. Campbell 17,120 — 17,120 *
Jessie J. Knight, Jr. 19,176 — 19,176 *
R. Marc Langland 20,360 — 20,360 *
Dennis F. Madsen 11,529 — 11,529 *
Byron I. Mallott 16,524 — 16,524 *
J. Kenneth Thompson 21,936 — 21,936 *
Bradley D. Tilden 118,978 142,088 261,066 *
Eric K. Yeaman 554 — 554 *
Glenn S. Johnson 18,787 25,946 44,733 *
Keith Loveless 24,546 19,158 43,704 *
Benito Minicucci 38,158 27,800 65,958 *
Brandon S. Pedersen 14,000 25,778 39,778 *
All Company directors and executive officers as a
group (20 persons) 489,566 364,210 853,776 1.2%
*Less than 1%
(1) Consists of the aggregate total of shares of common stock held by the reporting person either directly or
indirectly, including 401(k) Plan holdings.
(2) Total beneficial ownership is determined in accordance with the rules of the SEC and represents the sum of the
columns “Number of Shares of Common Stock Owned” and “Options Exercisable within 60 Days.” Beneficial
ownership does not include shares of common stock payable upon the vesting of restricted stock units, none of
which will vest within 60 days, as follows: Mr. Tilden, 30,990; Mr. Pedersen, 13,920; Mr. Loveless, 16,740;
Mr. Johnson, 18,070; Mr. Minicucci, 19,830; and Mr. Ayer, 15,645. This table also excludes shares of common
stock payable upon vesting of performance stock units, none of which will vest within the next 60 days of the
record date, and which are described in the
“2012 Grants of Plan Based Awards” table.
Total shares beneficially owned reported for non-employee directors also include common shares to be issued
upon the director’s resignation from the Board. The aggregate number of deferred stock units granted to date:
Ms. Bedient, 10,672; Ms. Blakey, 3,270; Ms. Campbell, 10,672; Mr. Knight, 10,672; Mr. Langland, 10,672;
Mr. Madsen, 10,672; Mr. Mallott, 10,672; Mr. Thompson, 10,672, and Mr. Yeaman, 554.
(3) We determined applicable percentage ownership based on 70,616,103 shares of our common stock
outstanding as of March 22, 2013.
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